Summit
on Serials in the Digital Environment
Functional Requirements of Bibliographic Records (FRBR)
Prepared by Ed Jones
Functional Requirements of Bibliographic Records (München,
1998) is the product of a study undertaken following the 1990 Stockholm
Seminar on Bibliographic Records “to delineate in clearly defined
terms the functions performed by the bibliographic record with
respect to various media, various applications, and various user
needs.” FRBR does so by means of a conceptual model that
identifies and defines: (1) entities of interest to users of bibliographic
records; (2) their attributes; and (3) the relationships that operate
between them.
Since its approval by the Standing Committee of the IFLA Section
on Cataloging, FRBR has provided the basis for intensive
analyses of both the cataloging codes used in the creation of bibliographic
records and the machine systems designed to manipulate those records.
The FRBR model defines three groups of entities: Group
1 entities are the products of intellectual or artistic endeavor
(content); Group 2 entities are those responsible for the creation
of that content, its physical production and dissemination, and
its custodianship; and Group 3 entities are (along with the Group
1 and 2 entities) the subjects of that content.
It is the Group 1 entities that so far have attracted the most
attention, both from those engaged in analyzing existing cataloging
codes for conformity with FRBR and from those engaged in
creating so-called “FRBR-ized” catalogs from databases of
existing bibliographic records. This focus on Group 1 entities
has occurred both because Group 2 and 3 entities are typically
under authority control (and so must await completion of FRBR’s
companion study, Functional Requirements of Authority Numbering
and Records [FRANAR]) and because Group 1 contains a
particularly problematic entity: the expression.
The FRBR model defines four Group 1 entities, from the
most abstract to the most concrete. A work (a distinct
intellectual or artistic creation) is realized through one or more expressions (expressed
in some set notation [alphanumeric, musical, etc.], in sound, in
image, as an object, etc., or in some combination of these), which
in turn may be physically embodied in one or more manifestations (e.g.,
a printed book, a videotape, a CD-ROM), that finally may be exemplified
as one or more items (i.e. individual copies of such books, videotapes,
etc.).
Current cataloging practice in the AACR2 community typically
occurs at the level of the manifestation, though the use
of standard headings and uniform titles enables their collocation
in order to represent greater levels of abstraction. This abstraction
typically occurs at the level of the work, though it may
sometimes occur at a level intermediate between the work and
the manifestation (e.g., translations). Beyond this, some
CONSER cataloging takes place de facto at this intermediate
level rather than at the manifestation level (i.e., US Newspaper
Program “master records“ representing both the print original and
any microreproductions; and “aggregator-neutral” records for electronic
serials appearing in aggregations).
Problems with the expression entity arise from both its
vagueness and its precision. Interpreted strictly, it becomes
almost indistinguishable from the manifestation. Such an
interpretation might be appropriate to rare-book and other specialist
cataloging. Interpreted broadly, however, it can become virtually
indistinguishable from the work. In the context of union catalogs
and the sharing of bibliographic records, where different agencies
may apply incompatible interpretations, this becomes problematic. Current
projects aimed at applying FRBR to existing bibliographic
databases (LC, OCLC, RLG, VTLS) have also encountered problems
with the expression entity.
Prospectively, the impact of FRBR may be even more dramatic. Over
the coming decade, FRBR will serve as the basis of comparison
for a worldwide analysis of cataloging codes. This comparative
analysis may ultimately lead to the development of an international
cataloging code (ICC). The first IFLA Meeting of Experts (IME
ICC) was held in Frankfurt in 2003.
Background documents, databases, etc.
FRBR Review Group documents (including FRBR)
http://www.ifla.org/VII/s13/wgfrbr/wgfrbr.htm
FRBR overview (PowerPoint presentation by B. Tillett, Toronto,
2003)
http://www.ala.org/Content/NavigationMenu/ALCTS/Continuing_Education2/Presentations/Tillett.ppt
LC FRBR-related activities
http://www.loc.gov/marc/marc-functional-analysis/functional-analysis.html
OCLC FRBR-related activities
http://www.oclc.org/research/projects/frbr/default.htm
RLG FRBR-related activities (RedLightGreen)
http://www.rlg.org/redlightgreen/
VTLS FRBR-based catalog (Chameleon)
http://hermes.vtls.com:8000/cgi-bin/gw_42_16/chameleon
VTLS overview (PowerPoint presentation by V. Chachra & J.
Espley, Toronto, 2003) http://www.vtls.com/documents/FRBR.PPT
IME ICC papers (including PowerPoint meeting report by B. Tillett,
Berlin, 2003) http://www.ddb.de/news/ifla_conf_papers.htm
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