"Incorporating Entry": a New Approach to Cataloging Electronic Journals
Sara Shatford Layne, May 18, 1998
Should we use "successive entry" for electronic journals? Or
should we use "single entry," either in the form of "latest
entry" or "earliest entry"? Recent discussions and presentations
on these two approaches (most recently by Regina Reynolds at the
CONSER Operations Committee Meeting at the Library of Congress)
have revealed that neither is truly satisfactory and that there
are problems associated with either approach. Electronic
journals do not seem to fit cleanly into either the successive or
the integrating categories of the Modified Model C developed by
Jean Hirons and Regina Reynolds.
In the pre-electronic environment the particular title of a
journal issue was permanently connected with that issue (except
perhaps in those libraries that discarded the covers of journal
issues during the binding process). In the electronic
environment, the physical bond between particular issues and
particular titles no longer exists. The title of an electronic
journal may appear on a "home page" for that journal and nowhere
else; this means that when the title on that "home page" changes,
it is quite possible that there will be no trace of any previous
titles that may have appeared on that home page. A particular
issue, and the articles that it contains, will no longer be
permanently associated with a particular title. While successive
entry preserves the identity of each "title" it also presents a
misleading picture of sequential and discrete entities, implying
that a particular set of issues is permanently associated with
each title. Single entry, although it may present a more accurate
picture of the what often appears to be a single entity, can
make identification of earlier "titles" quite difficult. What is
happening in the electronic environment is that although an
earlier "title" may cease to exist as a discrete entity (except
in an archived form); its contents continue to exist as a part of
the current "title."
In our approach to cataloging electronic journals, let us
acknowledge that the earlier "titles" of an electronic journal
are parts of the later "titles" of that journal, and treat them
as such. One can think of each successive "title" of an
electronic journal as incorporating the previous "title," like
boxes within boxes. In a sense, the earlier "titles" can be
regarded as analytical entries to the later "titles," and we can
use an approach that is similar to that used for analytical
entries. We can call this new approach "Incorporating Entry."
Let us look at an example of how "incorporating entry" could be implemented, using two "titles": BMMR and The Medieval Review. In
May of 1997, the electronic journal previously known as BMMR
changed its title to The Medieval Review, and all the issues that
previously bore the title BMMR were reformatted with the later
title.
Current practice: Successive Entry
[Note: these are edited excerpts from actual records; thanks to
John Riemer for identifying them]
022 1070-3616
245 00 BMMR $h [computer file]
362 0 93.8.1-97.05.02.
580 The publication changed title to: Medieval review, and
reformatted all old issues to build a complete archive under the
new title.
785 10 $t Medieval review $x 1096-746X
022 1096-746X
245 04 The medieval review $h [computer file]
362 0 97.05.03-
580 All issues previously published under the former title
BMMR [Bryn Mawr medieval review], have been reformatted with the
new title: The medieval review.
780 10 $t BMMR $x 1070-3616
In this example, using successive entry, the records are linked
with USMARC 780 and 785 fields and a cataloger has created notes
(USMARC 580) to describe the relationship between the two
"titles." The statement of extent (USMARC 362) for the new
"title" begins with the issue that was the first to have its
original publication under the new title.
Proposed Practice: Incorporating Entry
022 1070-3616
245 00 BMMR $h [computer file]
362 0 93.8.1-97.05.02.
580 Incorporated into: Medieval review.
7?? 10 $t Medieval review $x 1096-746X
022 1096-746X
245 04 The medieval review $h [computer file]
362 0 93.8.1-
580 Incorporates: BMMR.
7?? 10 $t BMMR $g Aug. 1993-May 1997 $x 1070-3616
730 02 BMMR.
In this example, the USMARC tags for the links are not
specifically designated. It might be desirable to define new
fields (e.g., 788, 789) that are specific to the "Incorporated
into/ Incorporates" relationship, as well as a new value for the
publication status of an "incorporated" journal. However, the
"incorporating entry" approach could be implemented without such
changes to the USMARC format. For instance, we might use fields
773 (Host item entry) and 774 (Component item entry) along with
the newly defined $I (e.g., 773 $i Incorporates $t BMMR).
Advantages of the Incorporating Entry Approach
- Maintains the identity of earlier "titles," which is important for:
Archived copies
ISSN identity (important, for example, for "hooks to
holdings")
Citations and A&I services
"True" analytical entries (e.g., a special issue of a
journal) linked to earlier "titles"
- Permits the consolidation on one record of various "titles" that a user of the catalog might consider to comprise a single entity, while at the same time avoiding the unwieldy-ness of traditional Single Entry (Earliest or Latest entry) cataloging by consigning the details that apply to earlier "titles" to the records for those "titles." The record for any given "title" would include just that
information specific to the "title" at the time of cataloging. Information that had appeared with an earlier "title" but that was no longer present in the current "title" (e.g., previous publishers, sponsoring bodies, variant titles) would appear on the record for the earlier
"title," but not on the record for the current "title."
- Works well in a cooperative environment, especially one in which different agencies have different capabilities for editing existing records and different information regarding the relationships of "titles." Two of the major objections to the Single Entry approach have been (1) when a title changes, only a few agencies have the ability to edit an existing record; and (2) records that should not exist are
created, as an agency may not recognize that what appears to be a new title is really a change from an old title. With the Incorporating Entry approach, any cataloging agency could create a record for a new title, and appropriate links could be added then or later. In a sense, Incorporating Entry makes it possible to have both Successive and Single Entry records coexist compatibly in a shared catalog.
- Permits flexibility on the part of individual cataloging agencies. An agency could choose to have in its own catalog just the record for the most current "title": or it could choose to have the record for the current "title" and some (but not all) of the earlier "titles." An agency could even choose, if it wished, to keep the current record only and dispense with the linking fields, using just the analytical
added entries in a record, as below:
022 1096-746X
245 04 The medieval review $h [computer file]
362 0 93.8.1-
580 Incorporates: BMMR.
730 02 BMMR.
Questions To Be Resolved:
1) How many previous "titles" are linked to a later "title"? For
example, suppose that The Medieval Review changes title once
again, this time to The Michigan Medieval Review. Does this new
record have links to both The Medieval Review and BMMR?
022 xxxx-xxxx
245 04 The Michigan Medieval Review $h computer file
362 1 93.8.1-
580 Incorporates: Medieval review; BMMR.
7?? 10 $t BMMR $g Aug. 1993-May 1997 $x 1070-3616
7?? 10 $t Medieval review $g {dates} $x 1096-746X
Or does it have just one link, to The Medieval Review, which in its turn is linked to BMMR? It seems that the single link
approach would require less maintenance, but it would mean that a cataloging agency that chooses to use just the most current
record might lose the BMMR relationship. This will be a matter for CONSER and AACR2 to decide since the national record will
require some linkage.
A library could choose to use a current-record only approach and
include all the earlier titles using the 730 fields, as below:
022 xxxx-xxxx
245 04 The Michigan Medieval Review $h computer file
362 1 93.8.1-
580 Incorporates: Medieval review; BMMR.
730 02 Medieval review.
730 02 BMMR.
The amount of editing of the national/CONSER record is a question for institutions to decide.
2) How much information about earlier "titles" should be included
in the records for "later" titles? As suggested above, it seems
reasonable to suggest that only that information present in the
"title" at the time it is cataloged should be included in the
record. Information about earlier "titles" can be included in the
records for those titles. This is comparable to the current
practice for analytical entries: one does not include all the
access points for the analytical entry in the record for the
entity of which it is a part. If one chooses not to make a
separate analytical entry, but rather to make just an analytical
added entry on the record for the larger entity, one thereby
decides that providing access by "main entry" alone to the
smaller entity is sufficient for one's purposes.
3) What happens to holdings? It seems reasonable to suggest that
the approach (or approaches) currently taken to recording
holdings for existing analytical entries would be appropriate for
Incorporating Entries.
4) To what categories of bibliographic entities shown in the
Modified Model C should this Incorporating Entry approach apply?
It has been developed for application to electronic journals, but
might it have a wider application? Could it be applied more
broadly to electronic serials, including for example electronic
newsletters and annual reports? Could it applied to Integrating
Entities such as electronic databases and even paper loose-leaf
publications? Applying it more broadly seems to offer many
advantages, as these other entities share with electronic
journals the characteristic that they incorporate what has gone
before, although, in the case of Integrating Entities, the
earlier content is fully integrated and does not remain in
discrete packages.
5) How does the Incorporating Entry approach affect links between
versions of an electronic journal or between that journal and
related journals? For example, how does one link the paper
version of a journal, cataloged using the successive entry
approach, with the electronic journal, cataloged using the
Incorporating Entry approach? What happens to the single record
approach to cataloging paper and electronic versions of a
journal? These questions can be answered, but they will require
some thought.
Summary
Incorporating Entry is an intriguing possibility for electronic
journals and other types of publications as well. It resolves
many of the problems that would be caused by using either
successive or latest entry conventions as we now know them.
Furthermore, it is in keeping with the spirit of the
Hirons/Graham paper because it presents an approach that
recognizes the "form of issuance" of the materials to which it
would be applied.

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