SOLICITATION, OFFER AND AWARD

 

 

1. Certified for National Defense under BDSA Reg 2 and/or DMS Reg. 1

 

RATING

N/A

 

PAGE    

A-1 OF 88 PAGES

 

2. CONTRACT NO.

 

3. SOLICITATION NO.  

RFP S-LC00026

 

4. TYPE OF SOLICITATION

   Negotiated (RFP)

 

5. DATE ISSUED

                February 18, 2000

 

6. REQUISITION/PURCHASE NO.

 

7. ISSUED BY

    The Library of Congress

    Contracts & Logistics Service-FEDLINK

    101 Independence Avenue, SE

    Washington, DC 20540-9414

 

 

8. ADDRESS OFFER TO (If other than Item 7)

 

              

 

NOTE: In sealed bid solicitations, "Offer and offeror" mean "bid and bidder."

 

SOLICITATION

9.   Sealed offers in original and 3 copies for furnishing the supplies or services in The Schedule will be received at the place specified in Item 8, or if hand carried, in the depository listed in block 7, until 12:01 P.M. EDT 3/23/00 CAUTION-LATE submissions, modifications, and  withdrawals:  See Section L, Provision No. 52.214-7 or 52.215-1.  All offers are subject to all terms and conditions contained in this solicitation.

 

10. FOR INFORMATION CALL:

     

 

A. NAME

Janice Aiken

 

B. TELEPHONE NO. (Include area code) (NO COLLECT CALLS)

(202) 707-0462

FAX (202) 707-0485

 

11. TABLE OF CONTENTS

 

(%)     Section                  Description                                                                           Page(s)

 

Part I   -           The Schedule

X A. Solicitation/contract form A 1-2

X B. Supplies or services and prices/costs B 3-15

X C. Description/specifications/work statement C 16-32

D. Packaging and marking D 33

X E. Inspection and acceptance E 34

X F. Deliveries or performance F 35

X G. Contract administration data G 36-45

X H. Special contract requirements H 46-48

 

Part II   -           Contract Clauses

X I. Contract clauses I 49-58

 

Part III  -           List of Documents, Exhibits and Other Attachments

J. List attachments J 59

 

Part IV   -          Representations and Instructions

X        K.          Representations, certifications and other statements

of offerors K 60-75

X L. Instructions, conditions and notices to offerors L 76-85

X M. Evaluation factors for award               M-86-88

 

 


 

SOLICITATION, OFFER AND AWARD

OFFER (Must be fully completed by offeror)

 

 

NOTE: Item 12 does not apply if the solicitation includes the provisions at 52.214-16, Minimum Bid Acceptance Period.

 

12.  In compliance with the above, the undersigned agrees, if this offer is accepted within ____ calendar days (90 calendar days unless a different period is inserted by the offeror) from the date for receipt of offers specified above, to furnish any or all items upon which prices are offered at the price set opposite each item, delivered at the designated point(s), within the time specified in the schedule.

 

13.  DISCOUNT FOR PROMPT PAY (See Section I, Clause No. 52.232-8)

 

             10 Calendar days

                   ______ %

 

           20 Calendar days

                 ______ %

 

          30 Calendar days

              _______ %

 

            ____ Calendar days

                    ______ %

 

14.  ACKNOWLEDGMENT OF AMENDMENTS (The offeror acknowledges receipt of amendments to the SOLICITATION for offerors and related documents numbered and dated:

 

           AMENDMENT NO.

 

 

                    DATE

 

 

       AMENDMENT NO.

 

                        DATE

 

15.A NAME AND ADDRESS OF OFFEROR

 

16.  NAME AND TITLE OF PERSON AUTHORIZED          TO SIGN OFFER

 

 

Code:                    Facility:

 

DUNS NUMBER ____________________

 

15.B  Telephone No. (Include Area Code) _____________________

 

15.C  [ ] Check if remittance address is different from above.  Enter such address in schedule.

 

 

17.  SIGNATURE

 

18.  OFFER DATE:

 

AWARD (To be completed by the Government)

 

19.  ACCEPTED AS TO ITEMS NUMBERED                       

 

20. AMOUNT AWARDED

 

21.  ACCOUNTING AND                APPROPRIATION

 

 

22.  AUTHORITY FOR USING OTHER THAN FULL AND OPEN COMPETITION

     [ ] 10 U.S.C.  2304(c)  (     )                   [ ] 41 U.S.C.  253 (c)(0)

 

23.  SUBMIT INVOICES TO ADDRESS SHOWN IN ITEM __________:

      (4 copies unless otherwise specified)

 

24.  ADMINISTERED BY (If other than Item 7)

 

25.  PAYMENT WILL BE MADE BY

 

 

 

26.  NAME OF CONTRACTING OFFICER       

     (type or print)

 

27.  UNITED STATES OF AMERICA

     (Signature of Contracting Officer)

 

 

 28.  AWARD DATE     

 

IMPORTANT - Award will be made on this Form or on Standard Form 26, or by other authorized official written notice.

____________________________________________________________________________________________________________

EXCEPTION TO STANDARD FORM 33 (REV. 4/85)


 

PART I - THE SCHEDULE

 

SECTION B ‑ SUPPLIES OR SERVICES AND PRICE/COSTS

 

 

PRICES ARE FIRM AND NOT SUBJECT TO

INCREASE FOR THE PERFORMANCE PERIOD

OF THIS BASIC ORDERING AGREEMENT (BOA).

 

FEDLINK CUSTOMERS MAY SIGN BASIC

SOFTWARE AND DATABASE LICENSE

AGREEMENTS, HOWEVER, INCONSISTENCIES

WILL BE RESOLVED BY ORDER OF PRECEDENCE

AS STATED IN FAR 52.215-8.  STANDARD

CONTRACTOR ORDERING FORMS ARE NOT

APPLICABLE TO FEDLINK USERS.

CATALOGS OR BROCHURES PROVIDED BY THE

CONTRACTOR ARE TO BE USED FOR REFERENCE

PURPOSES ONLY.  PRICES, SERVICES,

TERMS, AND CONDITIONS, FOUND THEREIN

DO NOT APPLY TO THE EXTENT THAT THEY

MODIFY OR CONFLICT WITH THE PRICES,

SERVICES, TERMS AND CONDITIONS OF

THIS BASIC ORDERING AGREEMENT (BOA).

 

IT IS HEREBY CERTIFIED THAT THE PRICES

PROVIDED HEREIN DO NOT INCLUDE THE

PROVISION FOR THE SALE, LEASE, OR RENTAL

OF EQUIPMENT.  THE SERVICES SPECIFIED

IN SECTION B OF THIS AGREEMENT ARE THE

ONLY ONES THAT WILL BE PROVIDED DURING

THE PERFORMANCE PERIOD SPECIFIED.

 

IT IS HEREBY CERTIFIED THAT THE

MACHINE-READABLE VERSION OF SECTION B

PRICING IS IDENTICAL TO THE PRINTED

SECTION B PRICES IN EFFECT DURING THE

TERM OF THIS AGREEMENT.  ALL MODIFICATIONS

TO SECTION B PRICING, DURING THE TERM OF

THIS AGREEMENT, SHALL BE PROVIDED

IN BOTH  PAPER AND ELECTRONIC FORMAT

AS DESCRIBED IN SECTION L.3.2.

 

 

 

_________________________________________________


Signature of Certifying Officer

 

Base Year:  FY2001

 

 

B.1.      LOT 1 - FIRM ORDER SERVICES - SUBJECT, FORMAT, OR SOURCE SPECIALIZATION

 

The Publisher List Price is the price which the publisher has established and announced in its

catalog and/or other trade publications. This price shall not include freight pass through.

 

Vendors may subdivide categories to make pricing more precise (e.g., break Non-English Language

materials down by language.)

 

 

 

1100            CUSTOMER SPECIFIC VOLUME DISCOUNT: 

 

1101            Cumulative orders over $______________, additional ______ % discount on all orders.

 

1102            Cumulative orders over $______________, service fees waived.

 

 

1200            PUBLICATIONS

 

1210           SUBJECT SPECIALIZATIONS - Indicate a discount or service fee

as a percent change from publisher's list price.  For categories

priced as net (i.e. simple pass-through of publisher's list price),

indicate 0% discount.

 

 

1210a  General

 

a.1.            % Discount (-) or % Service fee (+):

a.1.1.  single copy __________ ______ _________ _______

a.1.2.  2 - 10 copies __________ ______ _________ _______

a.1.3.  11 - 25 copies __________ ______ _________ _______

a.1.4.  26 - 100 copies __________ ______ _________ _______

a.1.5.  101 + copies __________ ______ _________ _______

 

 

1210b  Juvenile and Young Adult.

 

b.1.            % Discount (-) or % Service fee (+):

b.1.1.  single copy __________ ______ _________ _______

b.1.2.  2 - 10 copies __________ ______ _________ _______

b.1.3.  11 - 25 copies __________ ______ _________ _______

b.1.4.  26 - 100 copies __________ ______ _________ _______

b.1.5.  101 + copies __________ ______ _________ _______


 

 

 

1210c  Business, Economics, and Finance.

 

c.1. %Discount (-) or % Service fee (+):

c.1.1.  single copy __________ ______ _________ _______

c.1.2.  2 - 10 copies __________ ______ _________ _______

c.1.3.  11 - 25 copies _________ ______ _________ _______

c.1.4.  26 - 100 copies __________ ______ _________ _______

c.1.5.  101 + copies __________ ______ _________ _______

 

 

1210d   Legal Publications.

 

d.1. % Discount (-) or % Service fee (+):

d.1.1.  single copy __________ ______ _________ _______

d.1.2.  2 - 10 copies __________ ______ _________ _______

d.1.3.  11 - 25 copies __________ ______ _________ _______

d.1.4.  26 - 100 copies __________ ______ _________ _______

d.1.5.  101 + copies __________ ______ _________ _______

 

 

1210e   Medical and Allied Health Publications.

 

e.1. % Discount (-) or % Service fee(+):

e.1.1.  single copy __________ ______ _________ _______

e.1.2.  2 - 10 copies __________ ______ _________ _______

e.1.3.  11 - 25 copies __________ ______ _________ _______

e.1.4.  26 - 100 copies __________ ______ _________ _______

e.1.5.  101 + copies __________ ______ _________ _______

 

 

1210f    Scientific/Technical Publications.

 

f.1. % Discount (-) or % Service fee (+):

f.1.1.  single copy __________ ______ _________ _______

f.1.2.  2 - 10 copies __________ ______ _________ _______

f.1.3.  11 - 25 copies __________ ______ _________ _______

f.1.4.  26 - 100 copies __________ ______ _________ _______

f.1.5.  101 + copies __________ ______ _________ _______

 

1210g   Social Science/Humanities.

 

g.1. % Discount (-) % or Service fee (+):

g.1.1.  single copy __________ ______ _________ _______

g.1.2.  2 - 10 copies __________ ______ _________ _______

g.1.3.  11 - 25 copies __________ ______ _________ _______

g.1.4.  26 - 100 copies __________ ______ _________ _______

g.1.5.  101 + copies __________ ______ _________ _______


 

 

1210h  Other Subject Specialization (Specify).

 

h.1. % Discount (-) or % Service fee:

h.1.1.  single copy __________ ______ _________ _______

h.1.2.  2 - 10 copies __________ ______ _________ _______

h.1.3.  11 - 25 copies __________ ______ _________ _______

h.1.4.  26 - 100 copies __________ ______ _________ _______

h.1.5.  101 + copies __________ ______ _________ _______

 

 

1220            FORMAT OR SOURCE SPECIALIZATIONS

 

Indicate a discount or service fee as a percent change

from publisher's list price.  For categories priced at

net (i.e. simple pass-through of publisher list price)

indicate 0% discount.

 

 

1220a   Trade, Trade Paperback.

 

a.1. % Discount (-) or % Service fee (+):

a.1.1.  single copy __________ ______ _________ _______

a.1.2.  2 - 10 copies __________ ______ _________ _______

a.1.3.  11 - 25 copies __________ ______ _________ _______

a.1.4.  26 - 100 copies __________ ______ _________ _______

a.1.5.  101 + copies __________ ______ _________ _______

 

 

1220b  Textbook, Textbook Paperback.

 

b.1. % Discount (-) or % Service fee (+):

b.1.1.  single copy __________ ______ _________ _______

b.1.2.  2 - 10 copies __________ ______ _________ _______

b.1.3.  11 - 25 copies __________ ______ _________ _______

b.1.4.  26 - 100 copies __________ ______ _________ _______

b.1.5.  101 + copies __________ ______ _________ _______

 

 

1220c   Mass Market Paperback.

 

c.1. % Discount (-) or % Service fee (+):

c.1.1.  single copy __________ ______ _________ _______

c.1.2.  2 - 10 copies __________ ______ _________ _______

c.1.3.  11 - 25 copies __________ ______ _________ _______

c.1.4.  26 - 100 copies __________ ______ _________ _______

c.1.5.  101 + copies __________ ______ _________ _______


 

 

 

 

 

1220d   Reference.

 

d.1. % Discount (-) or % Service fee (+):

d.1.1.  single copy __________ ______ _________ _______

d.1.2.  2 - 10 copies __________ ______ _________ _______

d.1.3.  11 - 25 copies __________ ______ _________ _______

d.1.4.  26 - 100 copies __________ ______ _________ _______

d.1.5.  101 + copies __________ ______ _________ _______

 

 

1220e   Reprints/Back Issue Sets.

 

e.1. % Discount (-) or % Service fee (+):

e.1.1.  single copy __________ ______ _________ _______

e.1.2.  2 - 10 copies __________ ______ _________ _______

e.1.3.  11 - 25 copies __________ ______ _________ _______

e.1.4.  26 - 100 copies __________ ______ _________ _______

e.1.5.  101 + copies __________ ______ _________ _______

 

 

1220f    Audio-Visual.

 

f.1. % Discount (-) or % Service fee (+):

f.1.1.  single copy __________ ______ _________ _______

f.1.2.  2 - 10 copies __________ ______ _________ _______

f.1.3.  11 - 25 copies __________ ______ _________ _______

f.1.4.  26 - 100 copies __________ ______ _________ _______

f.1.5.  101 + copies __________ ______ _________ _______

 

 

1220g   Multimedia.

 

g.1. % Discount (-) or % Service fee (+):

g.1.1.  single copy __________ ______ _________ _______

g.1.2.  2 - 10 copies __________ ______ _________ _______

g.1.3.  11 - 25 copies __________ ______ _________ _______

g.1.4.  26 - 100 copies __________ ______ _________ _______

g.1.5.  101 + copies __________ ______ _________ _______

 

1220h   Non-English Language.

 

h.1. % Discount (-) or % Service fee (+):

h.1.1.  single copy __________ ______ _________ _______

h.1.2.  2 - 10 copies __________ ______ _________ _______

h.1.3.  11 - 25 copies __________ ______ _________ _______

h.1.4.  26 - 100 copies __________ ______ _________ _______

h.1.5.  101 + copies __________ ______ _________ _______


1220i    Out of Print.

 

i.1. % Discount (-) or % Service fee (+):

i.1.1.  single copy __________ ______ _________ _______

i.1.2.  2 - 10 copies __________ ______ _________ _______

i.1.3.  11 - 25 copies __________ ______ _________ _______

i.1.4.  26 - 100 copies __________ ______ _________ _______

i.1.5.  101 + copies __________ ______ _________ _______

 

1220j    Association, Society Presses.

 

j.1. % Discount (-) or % Service fee (+):

j.1.1.  single copy __________ ______ _________ _______

j.1.2.  2 - 10 copies __________ ______ _________ _______

j.1.3.  11 - 25 copies __________ ______ _________ _______

j.1.4.  26 - 100 copies __________ ______ _________ _______

j.1.5.  101 + copies __________ ______ _________ _______

 

 

1220k  Foreign Presses.

 

k.1. % Discount (-) or % Service fee (+):

k.1.1.  single copy __________ ______ _________ _______

k.1.2.  2 - 10 copies __________ ______ _________ _______

k.1.3.  11 - 25 copies __________ ______ _________ _______

k.1.4.  26 - 100 copies __________ ______ _________ _______

k.1.5.  101 + copies __________ ______ _________ _______

 

 

1220l            Government Documents.

 

l.1. % Discount (-) or % Service fee (+):

l.1.1.  single copy __________ ______ _________ _______

l.1.2.  2 - 10 copies __________ ______ _________ _______

l.1.3.  11 - 25 copies __________ ______ _________ _______

l.1.4.  26 - 100 copies __________ ______ _________ _______

l.1.5.  101 + copies __________ ______ _________ _______

 

 

1220m  Small Presses.

 

m.1. % Discount (-) or % Service fee (+):

m.1.1.  single copy __________ ______ _________ _______

m.1.2.  2 - 10 copies __________ ______ _________ _______

m.1.3.  11 - 25 copies __________ ______ _________ _______

m.1.4.  26 - 100 copies __________ ______ _________ _______

m.1.5.  101 + copies __________ ______ _________ _______


 

 

 

 

1220n   University Presses.

 

n.1. % Discount (-) or % Service fee (+):

n.1.1.  single copy __________ ______ _________ _______

n.1.2.  2 - 10 copies __________ ______ _________ _______

n.1.3.  11 - 25 copies __________ ______ _________ _______

n.1.4.  26 - 100 copies __________ ______ _________ _______

n.1.5.  101 + copies __________ ______ _________ _______

 

 

1220o  Other Format or Source Specialization (Specify).

 

o.1.  % Discount (-) or % Service fee (+):

o.1.1.  single copy __________ ______ _________ _______

o.1.2.  2 - 10 copies __________ ______ _________ _______

o.1.3.  11 - 25 copies __________ ______ _________ _______

o.1.4.  26 - 100 copies __________ ______ _________ _______

o.1.5.  101 + copies __________ ______ _________ _______

 

 

 

 

1300            ORDERING

 

1310  Online Ordering __________ ______ _________ _______

 

 

 

 

1400  DELIVERY

 

1410  Rush delivery __________ ______ _________ _______

 

1420  Special delivery __________ ______ _________ _______

 

 

 

 

1500            SUPPORT SERVICES

 

1510   Additional Mini-Network Services __________ ______ _________ _______

 

 

 

1600     OTHER CHARGES (SPECIFY)


 

Base Year:  FY 2001

 

 

B.2.      LOT 2 - APPROVAL PLAN SERVICES

 

This Lot may only be offered by vendors that also provide firm order services under Lot 1.

 

Prices shall be expressed as a deep percentage discount off publisher's list price per title, as appropriate. 

 

Publisher list price is the price the publisher has established and announced in its catalog and/or other trade publication.  This price shall not include freight pass through.

 

 

 

2100            CUSTOMER SPECIFIC VOLUME DISCOUNT:

 

2101            Cumulative orders over $_____________, additional _____ % discount on all orders.

 

2102            Cumulative orders over $_____________, service fees waived.

 

 

 

 

2200            APPROVAL PLAN ORDERING PROFILE CATEGORIES

 

 

2210     Subject Based Profile.

 

% Discount (-) or % Service fee (+):

a.  single copy __________ ______ _________ _______

b.  multiple copies __________ ______ _________ _______

 

 

2220     Source Based Profile.

 

% Discount (-) or % Service fee (+):

a.  single copy __________ ______ _________ _______

b.  multiple copies __________ ______ _________ _______

 

 

2230     Country or Region Based Profile.

 

% Discount (-) or % Service fee (+):

a.  single copy __________ ______ _________ _______

b.  multiple copies __________ ______ _________ _______

 


 

 

2240            Language Based Profile.

 

% Discount (-) or Service fee (+):

a.  single copy __________ ______ _________ _______

b.  multiple copies __________ ______ _________ _______

 

 

 

2250     Other Profile (Specify).

 

% Discount (-) or % Service fee (+):

a.  single copy __________ ______ _________ _______

b.  multiple copies __________ ______ _________ _______

 

 

 

 

2600     OTHER CHARGES (SPECIFY).

 

 

 


 

Base Year:  FY 2001

 

 

B.3.      LOT 3 - LEASING PLAN SERVICES

 

 

This Lot may only be offered by vendors that also provide firm order services under Lot 1.

 

Publisher list price is the price which the publisher has established and announced in its catalog and/or other trade publications.  This price shall not include freight pass through.

 

Provide a copy of lease/license agreements to be used with LC/FEDLINK customers.

 

 

 

3100            LEASING PLAN PUBLICATION CATEGORIES.

 

Indicate categories offered.

 

 

3110 Subject Based __________ ______ _________ _______

 

 

3120 Format or Source Based  __________ ______ _________ _______

 

 

3130 Profile Based __________ ______ _________ _______

 

 

 

 

3200            LEASING PLAN SERVICE TYPES

 

 

3210 Title Selection Leasing Plan (specify unit price) __________ ______ _________ _______

 

 

3220 Profile Leasing Plan (specify unit price) __________ ______ _________ _______

 

 

3230 Option to Purchase __________ ______ _________ _______

 

 

3240 Discount off net price __________ ______ _________ _______

 


3300            DELIVERY

 

 

3310 Rush delivery __________ ______ _________ _______

 

 

 

 

3400            SUPPORT SERVICES

 

 

3410 Additional Services __________ ______ _________ _______

 

 

 

3500     OTHER CHARGES (SPECIFY)

 

 

 


Base Year:  FY 2001

 

 

B.4.      LOT 4 - TECHNICAL AND/OR ORDER PROCESSING SERVICES

 

This Lot may only be offered by vendors that also provide firm order services under Lot 1.

 

 

 

4100            CUSTOMER SPECIFIC VOLUME DISCOUNT: 

 

4101           Cumulative orders over $______________, additional _____ % discount on all orders.

 

4102           Cumulative orders over $______________, service fees waived.

 

 

 

4200     BASIC TECHNICAL PROCESSING

 

Pricing shall be unit based and shall include all costs for materials, labor, overhead, etc.

Specify types/grades of materials and indicate price differences as appropriate.

 

 

4210 Physical Processing (per unit) __________ ______ _________ _______

 

 

4211 Circulation Kit (per kit) __________ ______ _________ _______

 

 

4212 Barcode labels (per set) __________ ______ _________ _______

 

 

4213 Security Device (per device) __________ ______ _________ _______

 

 

4214 Coverups (per coverup) __________ ______ _________ _______

 

 

4215 Binding Reinforcements (per volume) __________ ______ _________ _______

 

 

4216 Other Physical Processing Options (Specify) __________ ______ _________ _______

 

 

4221 Cataloging Data in Electronic Form (per record) __________ ______ _________ _______

 

 

4222 Cataloging in Print Form (per card set) __________ ______ _________ _______


 

 

4223 Other Cataloging Processing Options (Specify) __________ ______ _________ _______

 

 

4230 Complete Technical Processing (per title/volume) __________ ______ _________ _______

 

 

 

4300            COMPUTER-BASED ORDER PROCESSING SERVICES

 

4310 Software for local use __________ ______ _________ _______

 

4320 Access to vendor system __________ ______ _________ _______

 

 

 

 

4400     OTHER CHARGES (SPECIFY)

 

 

 

 

 

 

 


 

SECTION C - STATEMENT OF WORK

 

 

C.1.     BACKGROUND

 

C.1.1.  DESCRIPTION OF THE FEDLINK PROGRAM.  The Federal Library and Information Network (FEDLINK) is a nationwide network, or consortium, of federal libraries, information centers and other federal offices whose purpose is to provide contracting, financial management, professional development and library support services to its members so that they are better able to fulfill their crucial mission of keeping the Government and the nation informed.  Since the program's inception in 1973, a key element of FEDLINK service has been centralizing and simplifying the information procurement efforts of the federal library and information center community. 

 

C.1.2.  FEDLINK PROCESS.  Through formal procurement methods, the Library of Congress (LC or the Library) establishes Basic Ordering Agreements (BOAs) for commercial information products and services.  Federal agencies are allowed to use the LC/FEDLINK BOAs by entering into an interagency agreement (IAG) with LC to "join" FEDLINK.  Federal agencies may not unilaterally cite an LC/FEDLINK BOA; a valid IAG with LC is required.  In addition to simplified contracting for libraries, researchers, legal offices, and other units, FEDLINK also offers fiscal support to member agencies.  Members may transfer funds to LC to pay for the agency's expenditures under an established LC/FEDLINK BOA.  LC/FEDLINK examines and pays invoices and provides account statements to transfer pay members.  Alternately, members may establish a direct invoice payment relationship with vendors.  Section G of this solicitation details FEDLINK transfer pay and direct pay finance options; the IAG and delivery order process; and invoicing and payment procedures.

 

C.1.3.  FEDLINK SERVICES.  LC/FEDLINK BOAs cover a broad range of commercial information services and products.  These include subscriptions to online and CD-ROM database retrieval services, gateway access services, membership in bibliographic utilities, subscriptions to periodicals, and the acquisition of books and other library materials.  All types of libraries and other federal offices use FEDLINK services:  general and technical libraries, legal offices, training centers, public affairs offices, laboratories, researchers, and so on. In FY99, federal agencies procured over $113 million through LC/FEDLINK BOAs.  This solicitation for books and library publications acquisitions services is issued on behalf of the more than 1,000 activities that participate in FEDLINK.  Libraries, information centers and other federal offices that use information services or acquire publications are included in the broad terms "library" or "member" in this RFP.

 

 

C.1.4.  FEDLINK BENEFITS.  Centralization through FEDLINK benefits individual federal agencies and their libraries, the information industry, and the Government as a whole.  By consolidating their purchasing power, federal agencies gain favorable Government pricing and volume discounts from the industry.  Federal libraries and information centers benefit from the terms and conditions of FEDLINK contracting vehicles, which are specifically geared toward the reference, technical processing, and publications acquisitions requirements of information service operations.  FEDLINK's centralized procurements enable the industry to respond to a uniform set of technical requirements and provides a focused point of contact in the customer community.  Finally, information services procurement becomes more efficient overall by reducing agencies' redundant contracting efforts.

 

C.1.5.  AUTHORITY FOR FEDLINK SERVICES.  Organizationally, FEDLINK is a program of the Federal Library and Information Center Committee (FLICC) and is managed by the Library of Congress (LC).  LC operates the FEDLINK program under the authority of the Economy Act (31 U.S.C. '' 1535 and 1536), in accordance with Federal Acquisition Regulation Parts  17.5, and 16.703.  Under this procurement vendors shall not provide the following services or products for any customers:  computer or telecommunications equipment, software development or programming, telecommunication systems development or installation, database development or implementation, furniture, supplies, or personnel services.  FEDLINK is recognized by the Office of Management and Budget (OMB) and the General Accounting Office (GAO), both of which have encouraged the program's development and use by federal agencies.  

 

C.1.6.  QUALIFYING VENDORS.  Vendors shall supply publications as ordered in an effective and efficient manner, and shall also provide a variety of associated services that support the execution and administration of library acquisitions operations, and certain options in delivery and physical processing of materials.  Libraries and other federal offices centralize the acquisition of books and library publications through qualified firms in order to reduce the Government's time and labor investment in acquiring information needed to support agency missions.  Accordingly, vendors who qualify for the FEDLINK program will be those who demonstrate a thorough understanding of the technical requirements of the library acquisitions services described herein; who have the required experience and facilities to provide efficient, quality services; whose past performance demonstrates reliability and professionalism; and whose prices represent cost savings for the Government and the FEDLINK membership. 

 

 

C.1.7.  INSTRUCTIONS FOR PROPOSALS.  Detailed directions for the format and scope of proposals are given in Section L of this RFP.  Vendors must demonstrate in their proposals an understanding of the technical requirements of the offered lot(s).  Vendors should supply sample materials (catalogs, system documentation, management reports, invoices, etc.) to illustrate the narrative description of their services required by Section L, but shall not submit such materials in lieu of narrative description.  Vendors should provide lists of the publishers they  commonly deal with, and supply information about discounts to which FEDLINK customers are entitled or fees associated with supplying certain publisher's materials.  FEDLINK's goal is to establish BOAs that provide the best value to the Government by enabling FEDLINK members to buy the publications needed in their particular agencies from the vendor that provides the best product and service for the least cost.

 

C.2.     SCOPE OF WORK - FEDLINK BOOKS AND LIBRARY PUBLICATIONS ACQUISITIONS.

 

This Request for Proposal (RFP) is for services from vendors who can supply books and library publications (non-serial publications) and associated acquisition support services to federal libraries, information centers, and other federal offices.  Such vendors are commonly called "book jobbers" in the information services industry.  This solicitation is divided into four lots which define four different but related aspects of books and library publications acquisitions.  Vendors must offer products and services under Lot 1 in order to be considered for a BOA under this RFP.  Vendors who provide firm order services under Lot 1 may also offer under optional Lots 2, 3, and/or 4.  Each lot follows the same basic organization, with descriptions of the service required by the lot, the publications to be supplied, and the order and delivery process.  Responses must demonstrate a thorough understanding of the technical requirements of each offered lot. 

 

C.3.     GENERAL REQUIREMENTS.

 

(a)  Publications.  Materials covered by this RFP include books and other publications that are complete in one part, or, are intended to be completed in a finite number of separate parts.  This contrasts with "serial" publications such as magazines, journals and newspapers, which are not covered by this RFP.  Varied publishing formats and/or media such as books, reports, treatises, encyclopedias, atlases, sound recordings, videotapes, CD-ROMS, audio-visual materials, reprints, etc., are acceptable under this RFP.

  

(b)  Firm Orders.  Under the basic lots of this RFP, vendors will supply publications in response to firm orders from FEDLINK customers.  A firm order is a one-time order for a specific title or titles in a specific number of copies (in contrast to a subscription or open standing order.)  Vendors typically will supply requested materials from in‑house stock or acquire items as needed directly from the publisher.  Most of the publications categories in this RFP refer to items commonly available in the United States, but some categories, such as foreign press publications, concern non-domestic materials.  Further definitions of key terms used in this RFP are listed below. 

 

(c)  Physical Requirements of Publications.  The vendor shall supply publications in the customer's choice of the bindings or format offered by the publisher, i.e. cloth, paper, or library binding, loose-leaf, hardbound, or other issued format.  All materials shall be new and in mint condition.  The vendor shall supply the latest edition of all publications unless the customer specifically requests another edition.  Unless otherwise specified, the vendor shall supply publications as they are available domestically.  Foreign press materials shall be supplied in the requested foreign version. 

 

 

C.3.1.  REQUIRED FIRM ORDER SERVICE - LOT 1.  Vendors must offer products and services under Lot 1 in order to be considered for a BOA under this RFP. 

 

(a)  Subject Area Specialization.  Vendors may specialize by subject area of publication and identify the types of materials they are prepared to supply within each subject area.  Thus, for example, a vendor might specialize in scientific and technical publications and might supply trade, scholarly, textbook, audio-visual, non-English language, association press and university press materials on sci-tech subjects.  Vendors may specialize in more than one subject area.  Providing materials in a "General" category is one of the possible specializations.

 

(b)  Source or Format Specialization.  Alternately, vendors may specialize by format or source of publication and then identify the subject areas in which they can provide materials.  Thus, for example, a vendor might specialize in trade publications in all subject areas except juvenile/young adult; in textbooks in all subject areas; or in foreign press publications on business, scientific, medical, and legal subjects.  Vendors may specialize in more than one format/source area.

 

 

C.3.2.  OPTIONAL SERVICES - LOTS 2, 3, AND 4.  Vendors who provide firm order services under Lot 1 may also offer under optional Lots 2, 3, and/or 4. 

 

(a)  Lot 2 - Approval Plan Service.  Under an approval plan, vendors automatically supply publications to the customer "on approval" in accordance with a customer-specific collection ordering profile.  Customers may approve and retain supplied materials, or return items deemed unsuitable for addition to the collection.  The customer only pays for the publications retained.  Instead of shipping books to the customer automatically, vendors may send selection tools (catalogs, descriptive title lists, or notification slips) that list publications within the scope of the library's profile.  The customer then chooses items from the selection lists.  The approval plan ordering profile typically specifies the library's primary subject areas and collection intensity (e.g. comprehensive), and other collection parameters such as format, language, place of publication and price range.  Approval plans are intended to improve library efficiency and effectiveness in buying materials in routine collection areas or in esoteric subjects.  Approval plans provide important pre-purchase information concerning new and/or forthcoming titles and eliminate the need for libraries to place individual orders. 

 

(b)  Lot 3 - Leasing Plan Service.  Vendors lease or license books or other library publications in response to orders for specific titles (as in Lot 1, above) or according to a customer profile (as in Lot 2).  The customer leases publications from the supplier instead of buying them, and retains an option to purchase leased items at a reduced price when the term of the lease is over.  The publications are supplied in shelf-ready condition.  The leasing plan is a way for a library to expand the resources available to its users by obtaining popular titles as needed, without having to buy multiple copies for its permanent collection.  Leasing also extends the shelf life of heavily-used titles.

 

(c)  Lot 4 - Technical and/or Order Processing Services.  The vendor may provide technical processing for materials supplied under this solicitation, performing physical processing or cataloging in order to supply materials to the customer in shelf-ready condition.  The vendor may provide a computer-based order processing system for the customer to make the acquisitions control process more efficient.  However, no computer equipment may be provided under LC/FEDLINK BOAs. 

 

C.3.3.  BASIC ORDERING PROCESS.  Basic requirements of the process by which FEDLINK customers will order books and library publications are described below.  Additional specific requirements for firm orders, approval plans and leasing plans are described in Lots 1, 2, and 3.

 

(a)  Order Communication.  Vendors shall accept orders via multiple methods of communication. These shall include US mail, telephone, and telefacsimile transmission, and may also include electronic mail, general commercial online systems, or the vendor's own computerized system.  Response must clearly state methods of order communication accepted.

 

(b)  Online Ordering.   The vendor may provide a basic method of online ordering which may be used at the library's discretion.  As a minimum, the contractor's system shall meet the following requirements for library ordering:

 

(1) Dial Access.  Real time online via dial access and standard equipment. The system must allow the library to connect to the contractor's computer, transmit an order to the contractor's computer, and receive confirmation of the order, communicating through open phone lines or a standard value added telecommunications network (i.e., not only contractor's leased/dedicated lines). 

 

(2) Standard Equipment.  The contractor shall not require the ordering agency to procure specific, single-use equipment for the system.  Instead, the ordering agency must be able to use either an asynchronous terminal with a modem, or any IBM compatible microcomputer with modem to access the system.

 

(c)  Cancellation Notices.  The vendor shall provide written cancellation notices by U.S. mail or electronic mail to the customer for all orders canceled by the customer and for all items the vendor cannot supply.  Notices shall be supplied within five working days of the date the user cancels the order or the date the vendor determines the item cannot be supplied.  The cancellation notices will show, at a minimum, the vendor's name, the order number, the title, the date of cancellation, reason for cancellation, and the address to which the item would have been shipped.

 

C.3.4.  DELIVERY.  Materials shall be delivered in a timely manner, shipped in durable packing (i.e., containers and clean filling), labeled appropriately, and identified with packing slips that list the items, quantity and purchase order number of materials in the shipment.  All approval plan and leasing plan shipments shall be clearly identified as such and shall be clearly numbered to reflect the month and fiscal year of the order/shipment.  All materials shall be shipped on a regular frequency, as mutually agreed upon between the vendor and the customer.

 

(a) Shipment.  Publications shall be shipped f.o.b. destination.  The vendor shall ship items picked from in-house stock within five working days of receipt of the customer's order.  Drop shipments directly from the publisher to the customer, without inspection by the vendor, shall be an exceptional delivery process, used for rush orders or other special circumstances.  

 

(b) Shipping Charges.  The Government shall not be charged for shipping, except:

 

(1) Charges for registered mail for priority overseas shipment shall be reimbursed to the vendor.

 

(2) Charges for special delivery services (e.g., Federal Express, UPS, Overnight Mail, etc.) for rush orders shall be reimbursed to the vendor upon invoicing, provided the user approved the use of the rush delivery method in advance.

 

(3) Rejected items, those not approved for addition to the collection, under firm orders, approval plans or leasing plans, shall be returned to the vendor at the Government's expense.  Items returned at the expiration of a lease shall be returned at the Government's expense.  But, items returned due to vendor error may be returned at the vendor's expense. 

 

(c) Tracing and Lost Materials.  If 30 days have elapsed from the date of shipment, and the ordering agency has not received the items ordered, upon notice the contractor shall trace shipments and report status to the customer.  Lost materials not recovered by tracing shall be replaced at no additional cost to the customer.

 

 

C.3.5.  ACQUISITIONS SUPPORT SERVICES.  Customer support is an essential component of services offered through the LC/FEDLINK program.  Vendors shall provide responsive, knowledgeable support to the federal libraries, information centers, and other federal offices that are their FEDLINK customers.  Basic elements of customer support are described below.

 

 

C.3.5.1.  CUSTOMER SUPPORT - ALL LOTS.

 

(a) Support Representative.  The vendor shall designate an individual to serve as a point of contact (POC) for FEDLINK customers.  This individual shall be familiar with the terms of the LC/FEDLINK agreement and FEDLINK processes, and shall understand the publications acquisitions needs of federal libraries and information centers.  This individual shall have the ability and authority to answer questions and resolve problems.

 

(b) Telephone Support.  The vendor shall provide a toll free telephone number, and shall appoint a POC for FEDLINK customers for inquiries about orders, problems, or other information.  The vendor shall provide telephone service, at a minimum, between the hours of 9:00 AM and 5:00 PM, EST, but additional hours are recommended.   

 

(c) "Mini-Network" Support.  Many federal libraries are organized into a headquarters/field‑site system similar to a large public library or university system with many branch units administered through a main library office.  Some "mini-networks" have strong central control systems, others are comprised of relatively autonomous libraries whose funds are simply managed from a central FEDLINK account.  In still other situations, a federal library may be responsible for ordering materials for the entire agency - library copies as well as office copies of publications.  Vendors must use extra care in managing orders for such mini-network customers, particularly in the following areas:

 

(1) Addresses.  The vendor shall maintain extensive and accurate lists of ship-to addresses, updating them as the customer deems necessary.  Items shall be delivered to the appropriate ship-to address.

 

(2) Order coordination.  The vendor shall coordinate orders from multiple sites, associating them with the delivery order that represents the customer's central FEDLINK account. 

 

(3) Billing coordination.  The vendor shall coordinate billing, to generate invoices for multiple sites against the customer's central delivery order/account.

 

(4) Management reports.  The vendor shall generate management reports which summarize the acquisitions activity of the mini-network.  Such reports shall have the same characteristics defined for basic reports, below.  In addition, reports should include summarized information on multiple copy orders, discounts, and expenditures.  As an illustration, individual titles ordered in multiple copies should be listed only once with the number of copies, price, discount, and extended price totaled.  The vendor shall work with mini-network customers to define reports as necessary.

 

 

C.3.5.2.  CUSTOMER REPORTS - LOTS 1, 2, AND 3. The vendor shall provide a status of orders report, outlined below, free of charge to firm order, approval plan, and leasing plan customers.  The report is not intended to replace or duplicate the title-specific information provided on shipping lists and invoices, but is intended to track the customer's overall ordering activity.  The customer will use this report to certify orders placed/received and will forward the report to the Library of Congress FEDLINK Fiscal Operations office.  Other, additional reports for the customer may be supplied, but are optional.  Any costs for optional reports must be identified in the vendor's offer.  A separate Quarterly Summary Report shall be provided to the LC Contracts and Logistics Services office as required in Section H.

 

(a) Frequency.  The report shall be provided to the customer at least quarterly.  To improve their acquisitions management, customers may request that the report be provided on a monthly basis.  This report shall be received by the customer within 30 calendar days after the end of the particular reporting period. 

(b) Format.  Paper is the required basic format for reports, but machine-readable and other formats, such as a data file or online query, are encouraged as well. 

 

(c) Content.  The basic quarterly status of orders report shall be a year-to-date cumulative listing of the status of all of the customer's orders, open and closed.  A monthly report need not be year-to-date accumulation.  Reports shall include the following data:

 

(1)  Identification information:  customer ordering office; FEDLINK ID; LC delivery order number; ship-to address or ID.

 

(2)  Order information:  customer's order number; order date; number of items in the order; total amount of order; identification of individual authorized to place the order; fund code if supplied by the customer. 

(3)  Status information:  status of order, e.g. open, shipped, closed, backordered, canceled.

 

(d) Sorting Order.  Sorting shall be available on the following keys:  order status; order number; order date; fund.  The Order Management Report shall be sorted first by order number.

 

(e) Totals.  The report shall show the total number and cost of items on each order and the grand total for all orders on the report, including quantity ordered, list price, discount, service charge, and extended price.  Subtotals by order status shall be provided.

 

C.3.6.  DEFINITIONS.  The following definitions are provided to clarify FEDLINK usage of common terms in the books and publications acquisitions industry.

 

(a)  Annual Period.  Reflects the federal fiscal year, October 1 through September 30, unless otherwise noted. 

 

(b)  Approval Plan.  An arrangement whereby a vendor automatically supplies materials potentially required by a library as they are published, in accordance with a detailed profile of the library's collection needs.  The library may return any publications deemed unsuitable for addition to the collection and is only billed for items retained.  An approval profile typically specifies the library's subject areas and collection intensity, and other collection parameters such as format, language, place of publication and price range.  Approval plans improve library effectiveness and efficiency by providing important pre-purchase information about new and/or forthcoming titles and eliminating the need for libraries to place individual orders in either routine or esoteric collection areas. 

 

(c)  Association Publication.  A publication issued by, or under the auspices of, an association or institution, including proceedings, monographs, and memoirs.

 

(d)  Back Issue.  A single issue of a serial publication preceding the current issue.  A "back file" is a set or file of old issues of a serial.

 

(e)  Binding.  The device or covering used to cover and/or fasten the covering of a book.

 

(f)  Books and Library Publications (Non-Serial Materials).  Publications that are complete in one part or are intended to be completed in a finite number of separate parts.  This category includes disparate non-serial publication formats such as books, reports, treatises, encyclopedias, atlases, sound recordings, videotapes, audio-visual materials, reprints, etc.  This contrasts with "serial" publications such as magazines, journals and newspapers, which are not covered by this RFP. 

 

(g)  Edition.  All copies of a bibliographic item produced from substantially the same type image or from an original physical or electronic pattern or prototype; the form in which a work is produced, such as original, revised, reprint, textbook, etc.

 

(h)   Firm Order.  A one-time order for a specific title(s) and number of copies, in contrast to a subscription or standing order.

 

(i)  Format.  Those materials that are described by similar general appearance and physical makeup, including size, proportions, quality and style of paper and binding, typographical design, etc.; the medium in which a publication is presented.

 

(j)  Leasing Plan.  The library leases publications from a supplier instead of buying them, retaining an option to purchase leased items at a reduced price when the term of the lease is over.  The leasing plan is a mechanism for libraries to obtain popular titles without having to buy multiple copies for the permanent collection.

 

(k)  Library.  Libraries, information centers and other federal offices that use information services or acquire publications are included in the broad term "library" in this RFP.

 

(l)  Library Binding.  A strong binding designed for heavy library use.

 

(m)  Multimedia.  An item containing two or more categories of materials no one of which is identifiable as the predominant constituent of the item.

 

(n)  Network.  Refers to people and organizations, not to computer or telecommunications networks.

 

(o) Out-of-Print.  Not obtainable through the regular market because the publisher's/producer's stock is exhausted.  Out of print is to be distinguished from "out of stock", a term used to indicate that the item is not available from the publisher or jobber's inventory at the present time but probably will be later.

 

(p)  Profile.  A description of the significant features of the collection areas of special interest to the library, such as academic discipline, country or region of publication, or language.  The profile serves as a basis for approval plan or leasing plan orders and is developed by the FEDLINK member in collaboration with the vendor. 

 

(q)  Publisher List Price.  The list price is the one the publisher has established and announced in its catalog or other trade publications.  List price shall not include freight pass through. 

 

(r)  Reprint.  A new impression of an edition or a new edition from a new setting of type, for which an impression of a previous edition has been used as a copy; a separately issued article, chapter, or other portion of a previously published larger work, usually a reproduction of the original.

 

(s)  Serial Publication.  A publication in any medium issued in successive parts bearing a numerical or chronological designation and intended to be continued indefinitely.

 

(t)  Subscription.  The arrangement by which, in return for a sum paid in advance, a periodical, newspaper, or other serial is provided for specified numbers of issues or a specified period of time.

 

(u)    Standing Order.  A general order to a vendor or a publisher to supply the volumes or parts of a particular title or type of publication as they appear, usually until otherwise notified.

 

(v)  Trade book.

 

1.  A book produced by a commercial publisher for sale to the public primarily through bookstores, as distinguished from a textbook edition, subscription book, or a book meant for a limited public because of its technical nature, specialized appeal, or high price.

 

2.  Any high discount (more than 40 per cent) book regardless of subject matter or type of publisher. [American Library association Glossary].

 

 

 

C.4.     SPECIFIC REQUIREMENTS

 

C.4.1.  LOT 1 - FIRM ORDER SERVICE - SUBJECT AREA, FORMAT OR SOURCE

            SPECIALIZATION

 

C.4.1.1.  SERVICE DESCRIPTION.  Under Lot 1, Firm Order Service, vendors shall supply books and other library materials in response to firm orders from FEDLINK customers.  Customers may place firm orders for traditional monographs - single volume print books - or for other non-serial publications in varied formats and physical media.  Vendors may supply publications from in-house stock, or acquire them directly from the publisher or other appropriate source.  Vendors must offer services under Lot 1 in order to be eligible to offer services under Lots 2, 3, or 4.   Vendors shall specialize by subject area, format or source of publication and shall identify the types of materials they supply within their specializations.  Vendors may specialize in more than one area.  Thus, for example, a vendor might specialize in scientific and technical publications and might supply trade, scholarly, textbook, audio-visual, association press and university press materials on sci-tech subjects; or a vendor might specialize in trade publications in all subject areas except juvenile/young adult; in textbooks in all subject areas; or in foreign press publications on business, scientific, medical, and legal subjects.  The chart provided as Attachment 1 identifies the options available.  Vendors shall specialize in one or more of the subjects, formats or sources identified, i.e. by column (subject) or by row (format or source).  Within each specialty the vendor shall indicate the publications supplied.  Please attach this form to your section B pricing proposal.

 

 

C.4.1.2.   PUBLICATIONS PROVIDED.

 

C.4.1.2.1. SUBJECT SPECIALIZATION.  Vendors shall supply publications in at least one of the following subject areas: 

 

(a)        General.

 

(b)        Juvenile, Young Adult.

 

(c)        Business, Economics, Finance.

 

(d)        Legal.

 

(e)        Medical and Allied Health.

 

(f)         Scientific and Technical.

 

(g)        Social Sciences and Humanities.

 

(h)        Other.  Vendors may identify other specific subject areas of expertise.

 

 

C.4.1.2.2. FORMAT OR SOURCE SPECIALIZATION.  Vendors shall supply publications in at least one of the types below:

 

(a)        Trade, Trade Paperback.

 

(b)        Textbook, Textbook Paperback.

 

(c)        Mass Market Paperback.

 

(d)        Reference.

 

(e)        Reprints, Back Issues.

 

(f)         Audio-Visual.

 

(g)        Multimedia.

 

(h)        Non-English Language.

 

(i)         Out-of-Print.

 

(j)         Association, Society Presses.

 

(k)       Foreign Presses.

 

(l)         Government Documents.

 

(m)       Small Presses.

 

(n)        University Presses.

 

(o)        Other.  Vendors may identify other specific publication types, formats, or sources of supply.

 

 

C.4.1.3.  FIRM ORDER SERVICES.

 

C.4.1.3.1.  ORDER TYPES.  Vendors shall process regular firm orders, backorders, and rush orders.  Standing orders are not allowed under BOAs established based on this solicitation.

 

(a)  Regular Firm Orders.  Most publications shall be delivered to the customer within 30 days of receipt of the customer's order.  These shall be considered regular firm  orders.  The vendor shall promptly notify the customer when an item cannot be obtained within the regular 30-day timeframe, so the customer may identify an alternate source for the publication in a timely manner.   

 

(b)  Firm Order Backorders.  Items which cannot be delivered within 30 days of receipt of the customer's order, but which the vendor can supply, shall be treated as backorders.  Upon receipt of a backordered item from the publisher, the vendor shall ship it to the customer within five working days.

 

(c)  Rush Firm Orders.  The vendor shall provide a method and identify timeframes for rush handling of orders for titles the customer requires on short notice.  Rush orders shall be available both for publications supplied from the vendor's stock and for items acquired as needed from publishers.

 

 

C.4.1.3.2.  ORDER DATE.  The order date of all orders shall be the date the customer sends the order to the vendor, not the date the vendor begins processing the order (e.g. entering the order in a computer system, requesting the item from a publisher, etc.)  All items shall be billed in accordance with the customer's order date.  Because the customer's order date indicates the fiscal year of obligated funds, accurate recording of the order date is particularly critical at the end of the fiscal year.

 

C.4.1.3.3.  CATALOG.  The vendor shall provide customers with a catalog or other listing of publications he can supply and/or a list of publishers or other sources that he can access.

 

C.4.1.3.4.  PRE-ORDER SERVICES.  Before placing an order, the customer may request the vendor to provide estimates of publisher's list price, vendor's discount category or service fee, and availability of the item (forthcoming, in/out of print, in stock, etc.)

 

C.4.1.3.5.  ORDER COMMUNICATION.  Vendors shall accept and confirm orders and cancellations through multiple communication methods.  These shall include US mail, telephone, fax transmission, electronic mail, commercial online systems, or the vendor's own online system.  Online ordering, if available, shall be used at the library's discretion.  At a minimum, the vendor's communication methods, especially in regard to online ordering, telecommunications, and order cancellation, shall meet requirements detailed in Section C.3.3., above. 

 

C.4.1.3.6.  RETURNS.  Customers shall be able to return items that were supplied in error (wrong fills) or items that were received in unacceptable condition.  Customers shall not be charged for, materials, shipping or processing for returned items.

 

 

C.4.2.  LOT 2 - APPROVAL PLAN SERVICE

 

C.4.2.1.  SERVICE DESCRIPTION.  Under Lot 2, Approval Plan Service, the vendor shall automatically supply books and library publications to the customer "on approval" in accordance with a customer-specific collection ordering profile.  Customers will approve and retain acceptable items, and reject and return those deemed unsuitable for addition to the collection.  The customer only pays for the publications retained.  The cumulative value of all items selected under an approval plan shall not exceed the transfer pay customer's delivery order or blanket purchase agreement funding level or the direct pay customer's purchase order amount.  Instead of shipping materials automatically, the vendor may send selection tools (catalogs, descriptive title lists, or notification slips) that list publications within the scope of the customer's profile.  From these materials the customer will select items to be shipped.  All approval plan materials shall be shipped to the customer at the vendor's expense, but rejected items shall be returned to the vendor at the Government's expense. 

 

The approval profile typically specifies the library's subject focus areas and collection intensity (e.g. comprehensive), and other collection parameters such as format, language, place of publication and price range.  Approval plans are intended to improve library efficiency and effectiveness by providing important pre-purchase information concerning new and/or forthcoming titles and eliminating the need for libraries to place individual orders in either routine or esoteric collection areas. 

 

C.4.2.2.  APPROVAL PLAN ORDERING PROFILE CATEGORIES.

 

C.4.2.2.1.  SUBJECT BASED.

 

C.4.2.2.2.  SOURCE BASED.

 

C.4.2.2.3.  COUNTRY OR REGION BASED.

 

C.4.2.2.4.  LANGUAGE BASED.

 

C.4.2.2.5.  OTHER.  The vendor may specify an approval plan based on

other factors.

 

 

C.4.2.3.  APPROVAL PLAN SERVICES.

 

C.4.2.3.1.  TYPES OF APPROVAL PLANS.  Two basic styles of approval plan shall be available:  automatic shipments or choice from selection tools.

 

(a)  Automatic Shipment Approval Plan.  The vendor shall identify, acquire, and ship materials that fit the customer's collection profile.  Each shipment shall be considered a separate order under the approval plan.  The customer shall have a sufficient period of time to review the shipment and decide which materials to approve and retain for the collection and which to reject and return to the vendor.  The customer shall affirmatively indicate approval of items retained in a manner specified in the profile.  The vendor shall invoice the customer only for the items retained.

 

(b)  Selection Tool Approval Plan.  The vendor shall provide selection tools that cover publications within scope of the customer's collection profile.  Selection tools are typically catalogs, descriptive title lists, notification slips.  They may be provided in print or machine readable form, as established in the customer's profile.  The customer will clearly annotate the selection tools or will prepare a consolidated request list indicating which items the vendor should supply on approval.  The vendors shall acquire and ship the materials the customer identifies.  The customer shall have a sufficient period of time to review the shipment to decide whether to retain or reject materials.  The vendor shall invoice the customer only for the items retained. 

 

 

C.4.2.3.2.  APPROVAL PLAN ORDERING PROFILE.  The vendor and the customer together shall develop an ordering profile that reflects the customer's collection development requirements.  The vendor and customer shall review the profile at least semi-annually and adjust it as appropriate. 

 

(a)  Documentation.  The vendor shall provide the customer with written procedures that fully describe the customer's profile, the process by which the vendor will identify and supply materials in accordance with the profile, and the customer/vendor procedures for operating the plan.

 

(b)  Time Frames.  The customer and the vendor shall establish a regular schedule for shipment of publications and a reasonable time frame for review/selection of materials.

 

(c)  Approval Procedure.  The profile shall identify a specific procedure for the customer to approve items to be retained for the collection.

 

(d)  Parameters.  The profile should cover one or more of the publication categories identified above and shall address at least the following parameters: 

 

(1)  Collection intensity, comprehensiveness.

 

(2)  Format(s) of publications.

 

(3)  Price limit for individual items.

 

(e)  Number of Copies.  One copy per title shall be shipped, unless the customer specifies otherwise.

 

 

C.4.2.3.3.  ORDER DATE.  The customer order date for approval plan publications orders shall be:

 

(a)  Automatic Shipment Plan:  the dates on which the vendor ships materials specified in the customer's ordering profile.  It is critical that all vendor shipments be uniquely identified, and that the identifier reflect the fiscal year and month of the shipment.  No automatic shipments shall be made after the end of the fiscal year. 

 

(b)  Selection Tool Plan:  the date the customer sends a selection list to the vendor.  It is critical that all selection list orders be uniquely identified, and that the identifier reflect the fiscal year and month of the order.

 

 

C.4.2.3.4.  RETURNS.  Customers shall be able to return items that were supplied in error, that are out of scope of the customer's profile, or items that are not in acceptable condition.  Customers shall not be charged for materials, shipping or processing for returned items. 

 

 

C.4.3.  LOT 3 - LEASING PLAN SERVICE

 

C.4.3.1.  SERVICE DESCRIPTION.  Under Lot 3, Leasing Plan Service, the vendors shall lease or license non-serial publications to customers in response to orders for specific titles or according to a customer profile.  The customer leases publications from the supplier instead of buying them, and retains an option to purchase leased items at a reduced price when the term of the lease is over.  The term of the lease shall be specified, and shall not exceed one calendar year.  Lease publications shall be supplied in shelf-ready condition.  The leasing plan is a mechanism for a library to expand the resources available to its users by obtaining popular titles as needed, without having to buy multiple copies for the permanent collection.  Leasing also extends the shelf life of heavily-used titles.

 

 

C.4.3.2.  LEASING PLAN PUBLICATION CATEGORIES.  Vendors may establish leasing plans that provide materials in categories similar to Lots 1 and 2 of this solicitation:

 

C.4.3.2.1.  SUBJECT BASED.  Individual Title Orders.

 

C.4.3.2.2.  FORMAT OR SOURCE BASED.  Individual Title Orders.

 

C.4.3.2.3.  PROFILE BASED.  Automatic Shipments.

 

 

C.4.3.3.  LEASING PLAN SERVICE.

 

C.4.3.3.1.  TYPES OF LEASING PLANS.  The vendor shall provide at least one of the following types of leasing plan: 

 

(a)  Title Selection Leasing Plan.  The vendor shall supply the customer with a catalog or other listing of titles available for lease.  Titles typically are assigned a credit or "coupon" value (with more popular titles worth more.)  The customer is entitled to a quantity of title credits commensurate with the amount of the customer's lease.   The customer selects individual titles to be supplied under the lease and the vendor draws down the total coupon amount accordingly.  The vendor bills for items on lease to the customer.

 

(b)  Profile Leasing Plan.  The customer and vendor may develop a profile that establishes categories of materials required by the customer.  The vendor automatically supplies materials that match the profile, and bills the customer for the items supplied.

 

C.4.3.3.2.  LEASING PROCESS AND PROCEDURES.   The vendor shall provide the customer with written documentation that fully describes the leasing plan's operating procedures, including:  identifying and selecting materials to be provided, placing individual orders or developing a profile, returning items at the end of the lease period, purchasing items, billing practice.  The customer and the vendor shall establish a regular schedule and method for shipment and return of publications. 

 

C.4.3.3.3.  OPTION TO PURCHASE.  The vendor shall offer the customer the option to purchase leased items at a reduced rate at the end of the lease period.

 

C.4.3.3.4.  RETURNS.  Customers shall be able to reject and return items that were supplied in error, e.g. are out of scope of the customer's lease profile, or items that are not in acceptable condition.  The customer's lease shall not be charged for rejected items, materials, processing or shipping.  At the expiration of the lease customer shall return all items that will not be purchased. 

 

 

C.4.4.  LOT 4 - TECHNICAL AND/OR ORDER PROCESSING SERVICES

 

C.4.4.1.  SERVICE DESCRIPTION.  The vendor may provide technical processing for materials supplied under this solicitation, performing physical processing or cataloging to supply materials to the customer in shelf-ready condition.  The vendor may provide a computer-based order processing system for the customer to make the acquisitions control process more effective and efficient. 

 

C.4.4.2.  BASIC TECHNICAL PROCESSING.  The vendor may physically process and/or provide cataloging data for the publications he supplied under Lots 1, 2, or 3 of this solicitation in order to make the items shelf-ready for the customer's collection.  Extensive physical processing (e.g. format conversion, archival or conservatorial processing) and original cataloging are out of scope of this solicitation.  Technical processing options shall be priced on a flat per item basis.

 

C.4.4.2.1.  PHYSICAL PROCESSING.  The vendor shall physically process materials supplied by the vendor under Lots 1, 2, or 3 of this solicitation.  Items shall be processed in accordance with a profile of the customer's requirements as developed by the customer and the vendor.  The profile shall specify the extent of processing, and the formatting and placement of items (such as call number, spine labels and barcode labels).  The vendors shall identify the materials to be used in physical processing, such as the type, grade, size and make of spine labels.  The following physical processing options may be supplied:

 

(a)  Circulation Kit.  At a minimum, a circulation kit shall consist of:  cataloging data, a book pocket, a circulation card, and a spine label.

 

(b)  Barcode Labels. 

 

(c)  Security Strips. 

 

(d)  Coverups.

 

(e)  Binding Reinforcements. 

 

(f)  Other.  The vendor may specify other physical processing options.

 

 

C.4.4.2.2.  CATALOGING PROCESSING.  The vendor shall supply a set of catalog cards or MARC output for publications supplied by the vendor under Lots 1, 2, or 3 of this solicitation.  Cataloging data shall be supplied in accordance with a profile of the customer's requirements for descriptive and subject cataloging and classification. 

 

(a)  Cataloging Parameters.  The customer shall have the option of receiving Library of Congress, Sears, or National Library of Medicine subject headings and Library of Congress, Dewey, or National Library of Medicine call numbers. 

 

(b)  Cataloging Data in Electronic Form.  Computer‑readable cataloging output shall be available on 3.5" DOS diskette, and may also be available on tape, through electronic mail or Internet transfer, or other distribution channel. 

 

(c)  Other Cataloging Processing Options.  The vendor may offer cataloging processing options developed in cooperation with the membership bibliographic utility organizations.

 

 

C.4.4.2.3.  COMPLETE TECHNICAL PROCESSING.  The vendor may offer complete physical and cataloging processing of publications supplied under Lots 1, 2, or 3 of this solicitation.  Complete processing shall consist of a combination of the elements identified under C.4.4.2.1. and C.4.4.2.2., above.

 

C.4.4.2.4.  DELIVERY.  Publications processed under this lot shall be delivered in accordance with the specifications in the lot under which they were ordered - Lot 1, 2, or 3, above.  The vendor shall specify standard periods needed for technical processing activities.  This time may be added to the normal 30-day delivery time frame for regular firm orders. 

 

C.4.4.3.  COMPUTER-BASED ORDER PROCESSING.  The vendor may provide acquisitions control software for the customer to operate on his local computer system or may provide the customer with online access to order information on the vendor's own central system.  The vendor may provide training in its order processing system, as needed.  The vendor shall provide the customer with detailed documentation on its order processing system that addresses the system's technical requirements (computer equipment, operating system, access requirements, etc.), functional capabilities (title lists, order placement, order tracking), and operating procedures.  No equipment shall be offered for lease or sale and no software or database development shall be performed under agreements and contracts resulting from this solicitation. 

 

 

SECTION D - PACKAGING AND MARKING

 

 

D.1            PACKING. 

 

 

D.1.1.            CONTAINERS.  All shipments shall be packed in durable containers which meet U.S. Postal Service packaging requirements and are able to withstand rough handling.  All voids within the boxes should be filled with clean dunnage materials.

 

 

D.1.2.            LABELING.              Each box shall be marked with the Library of Congress BOA number, LC delivery order number, contractor shipment number, and the number of boxes in the shipment for that address.

 

 

D.1.3.            PACKING SLIP.     A packing slip shall be enclosed with each shipment.  Sample packing slips should be provided with response.  At a minimum, packing slips shall indicate for each shipment:

 

D.1.3.1            IDENTIFICATION INFORMATION.

 

a.  Contractor name and address.

b.  Library of Congress BOA number.

c.  LC Delivery order number.

d.  FEDLINK ID code.

e.  Ship to name and address, including code. 

f.  Ordering individual.

g.  Date of shipment.

 

D.1.3.2. ORDER INFORMATION.

 

a. Library purchase order number.

b. Order date.

 

D.1.3.3. ITEM INFORMATION. 

 

a.  Title.

b.  Number of copies. 

c.  List price.

d.  Discount rate/service charge.

e.  Extended price.


 

 SECTION E - INSPECTION AND ACCEPTANCE

 

 

E.1.            NOTICE LISTING CONTRACT CLAUSES INCORPORATED BY REFERENCE

 

 

NOTICE: The following solicitation and/or contract clauses pertinent to this section are hereby incorporated by reference:

 

FEDERAL ACQUISITION REGULATION (48 CFR CHAPTER 1)

 

52.246-2          INSPECTION OF SUPPLIES - FIXED PRICE (AUG 1996)

52.246-4          INSPECTION OF SERVICES - FIXED PRICE (AUG 1996)

 


 

 

SECTION F - DELIVERIES OR PERFORMANCE

 

 

F.1.            NOTICE LISTING CONTRACT CLAUSES INCORPORATED BY REFERENCE

 

NOTICE: The following solicitation and/or contract clauses pertinent to this section are hereby incorporated by reference:

FEDERAL ACQUISITION REGULATION (48 CFR CHAPTER 1)

 

52.242-15 STOP-WORK ORDER AUG 1989

52-247-34 F.O.B. DESTINATION NOV 1991

 

 

F.2.            PERIOD OF PERFORMANCE.  The period of performance of this Basic Ordering Agreement shall be from date of award through September 30 of each fiscal year.  The Library reserves the right to exercise the option to renew this Basic Ordering Agreement for a second through fifth year with the mutual consent of the Contractor and as may be in the Library's best interest.  The contracting officer shall provide written preliminary notice of intent to renew at least 60 days prior to BOA expiration, in accordance with  FAR 16.703.  All option year pricing will be negotiated. 

 

 

F.2.            PLACE OF DELIVERY.  The place of delivery is F.O.B. destination in accordance with FAR 52.247-34.

 

 

F.3.            OPTION TO EXTEND THE TERM OF THE BOA.  The Library reserves the right to extend the term of this Basic Ordering Agreement with the mutual consent of the Contractor and as may be in the Library's best interest.  The contracting officer shall provide written preliminary notice of intent at least 60 days prior to BOA expiration, in accordance with  FAR 16.703 and FAR 52.217-9.  All option year pricing will be negotiated.

 


SECTION G - CONTRACT ADMINISTRATION DATA

 

 

G.1.  LC/FEDLINK BASIC ORDERING AGREEMENTS.

 

G.1.1.  BASIC ORDERING AGREEMENTS (BOAs).  The contractual instrument issued pursuant to this solicitation is to be classified as a Basic Ordering Agreement (BOA) pursuant to FAR 16.7.  The BOA is a result of a public advertisement to solicit contractors to provide Books and Library Publications Acquisitions necessary for the members in the FEDLINK program.  BOAs are negotiated to achieve the lowest possible price and most favorable terms and conditions using the procedures followed by the Library of Congress (LC).  Contractor sales volume is considered to be an important element to achieve maximum discounts in each BOA.

 

 

G.1.2.  MODIFICATION INSTRUCTIONS. 

 

G.1.2.1.  Constant Pricing and Discount.  For the period from date of award through September 30 of each fiscal year, the vendor shall maintain constant pricing and discount schedules under this BOA.

 

G.1.2.2.  Addition of Services.  For the life of the BOA, the contractor shall offer no services other than those specified in this BOA unless specific application is made to the LC Contracts & Logistics Services to modify this BOA to incorporate additional services.  Any new services which are approved by the LC Contracting Officer shall be officially added to the BOA by modification.  Submit requests for approval to modify the BOA to:

The Library of Congress

Contracts & Logistics Services-FEDLINK

101 Independence Avenue, SE

Washington, DC 20540-9414

 

 

G.1.3.  CONTRACTOR CORRESPONDENCE WITH FEDLINK MEMBERS.

 

G.1.3.1.  FEDLINK Related Publications.  Any vendor correspondence, announcements, notification of offering, etc. which reference services offered through the LC/FEDLINK BOA shall be submitted to LC/FEDLINK for approval.  Submit correspondence for approval to:

 

FEDLINK Fiscal Operations

Attn:  Vendor Services Coordinator

The Library of Congress

101 Independence Avenue, SE                              

Washington, D.C. 20540-4935

 

 


 

G.2.  MEMBERS' USE OF THE FEDLINK PROGRAM.

 

G.2.1.  FEDLINK SERVICES.  The FEDLINK program provides both contracting and fiscal support to federal agencies and organizations authorized to use federal sources of supply.  Such offices are termed "members" of  FEDLINK.  Registered members are authorized to use the LC/FEDLINK  BOAs established under the program and may elect to transfer funds to LC to pay invoices for usage under the BOA.  LC/FEDLINK charges members a fee for participation in the FEDLINK program.

 

G.2.2.  REGISTRATION.  Members indicate their intent to use LC/FEDLINK BOAs, choose whether they intend to transfer service dollars to LC, and establish the funding level for their services by submitting an annual registration form for the FEDLINK program.  Registration forms may be submitted throughout the fiscal year, until a cutoff date specified by FEDLINK.

 

G.2.3.  INTERAGENCY AGREEMENTS.  LC/FEDLINK initiates an Interagency Agreement (IAG) between LC and the member agency for services and funding as indicated on the member's registration form.  After the agency signs and returns the IAG, the LC Financial Services Directorate (LC/FSD)  invoices the agency for the funds obligated to LC and LC/C&L issues official delivery orders/authorizations to the vendors listed on the IAG in the amounts specified on the IAG.  Members may request amendments to their IAGs throughout the year (until a cutoff date specified by FEDLINK), and thus may add or delete services and/or change funding levels.  Based on information in the IAG and its amendments, LC/C&L issues an official delivery order/authorization to the vendor; upon receipt of the delivery order/authorization the vendor may initiate service for the member.

 

G.2.4.  COPY OF BASIC ORDERING AGREEMENT (BOA).  Upon written request of the member or their authorized representative, the contractor shall provide members who use the contractor's services with one copy each of the contractor's current BOA with LC/FEDLINK.  BOA copies supplied shall be identical to the signed original.

 

G.2.5.  ACCOUNT OPTION. 

 

G.2.5.1. Transfer Pay.  Under the transfer pay option, members transfer both appropriate annual fees and estimated annual service dollars to LC via the executed IAG.  When member funds have been received at LC, LC/C&L notifies the vendor to begin service to the member by issuance of a formal delivery order.  LC/FEDLINK will then process and pay invoices from the member's account.

 

 

 

G.3.  TRANSFER PAY ACCOUNTS.

 

 

G.3.1.  INITIATING TRANSFER PAY SERVICES.

 

G.3.1.1.  Delivery Order.  LC/C&L will issue to contractors a delivery order for each FEDLINK member using the contractor's service in the transfer pay mode under the LC/FEDLINK BOA.  The official LC delivery order indicates that the contractor may begin services for the member under the terms of the current BOA.  LC/C&L may also issue delivery order modifications which reflect amendments to members' IAGs - to change services or adjust funding levels, for example.  The contractor shall not provide services to the member in excess of the "not to exceed" (NTE) dollar amount indicated on the original delivery order or as amended by any delivery order modification.  The Government shall not be liable for services or products provided which exceed the NTE dollar amount.  Authority to provide service under an LC delivery order expires on September 30, 2001 and each subsequent September 30 for each option year exercised.

 

G.3.1.2.  Initiating Service.  The contractor shall not initiate, renew, cancel, or convert to the LC/FEDLINK BOA any service for any FEDLINK member until a delivery order for that member for that service for the current fiscal year has been received.  The contractor shall contact the member to initiate service immediately upon receipt of the LC delivery order.

 

G.3.1.3.  Member Identification.  Subsequent to receipt of the delivery order, all contractor correspondence and oral communication with FEDLINK regarding members shall identify the member by the FEDLINK ID, IAG number, and delivery order number for the member as indicated on the LC/FEDLINK delivery order. 

G.3.1.4.  Notification to FEDLINK.  Within ten working days of receipt of delivery order from LC/C&L, the contractor shall provide FEDLINK Fiscal Operations (FFO) in writing the account identification or user identification assigned to the member by the contractor which will indicate acceptance of the order.  If vendor refuses to accept an order, the delivery order should be so noted and returned within ten (10) days.  Customer identification should be sent to the following address:

 

FEDLINK Fiscal Operations

ATTN:  Vendor Services Coordinator

The Library of Congress

101 Independence Avenue, SE

Washington, DC  20540-4935

 

 

G.3.2.  TRANSFER PAY INVOICE INSTRUCTIONS.  An invoice is the contractor's bill or written request for payment under the contract for supplies delivered or services performed.  An invoice shall be prepared and submitted to FEDLINK Fiscal Operations (FFO) for review and processing.  Invoices which do not meet the specifications listed below will be considered defective, will be rejected, and returned to the contractor without payment.  Rejected invoices will be accompanied by a form indicating the reason for the rejection and may be resubmitted when the condition(s) causing the rejection have been corrected.  FEDLINK will forward approved invoices to the LC Financial Services Directorate (LC/FSD) for payment.  All proper invoices (except summary invoices) and all detailed usage reports shall include information and be formatted as specified below.

 

G.3.2.1.  Invoices shall be submitted to the following address:

 

FEDLINK Fiscal Operations

ATTN:  Invoice Processing

Library of Congress

Washington, DC  20540-4935


 

G.3.2.2.  Information required on invoice:

 

 

G.3.2.2.1.  Contractor identification information required on all invoices:

 

< Name and address of the contractor.

< LC/FEDLINK BOA Number.

< Two-character FEDLINK Service ID assigned to the contractor.

< Name and address of contractor's official to whom payment is to be mailed or sent via Electronic Funds Transfer (EFT) (shall be the same as that in the BOA or in a proper notice of assignment approved by LC/C&L.)

< Name (where practicable), title, phone number and mailing address of person to be notified in event of defective invoice.

 

 

G.3.2.2.2.  Member identification information required on all invoices:

 

< Name and address of agency using service.

< Delivery order number.

< FEDLINK ID and FEDLINK IAG number.

 

 

G.3.2.2.3.  Order information required on all invoices:

 

< Invoice number.  Invoice number should uniquely identify the invoice.

as specified below.

< Invoice date in mm/dd/yy format.

< Order date in mm/dd/yy format.  Order date is the date the FEDLINK member placed the order with the vendor.

< Order number.

< Contract line item number, where practicable, or descriptive information sufficient to identify Schedule B item which corresponds to invoiced item.

< Description, quantity, unit of measure, unit price, and extended price of supplies delivered or services performed.

< Any other information or documentation required by other specific requirements elsewhere in the BOA (such as evidence of shipment).

< Percent of discount applicable to individual FEDLINK members as specified elsewhere in the BOA.

< An invoice copy submitted as replacement for an original shall be certified as a duplicate original

 

 

G.3.2.3.  Number of Copies.  For each FEDLINK transfer pay user, the contractor shall provide to FEDLINK not less than one original and one copy of each summary invoice and not less than one original and one copy of each detailed usage report (in support of the invoice).

 

G.3.2.4.  Invoice Physical Format Criteria.  Invoices delivered to LC/FEDLINK shall meet the following physical criteria:

 

G.3.2.4.1. Individual invoice sets shall be attached so that all copies and/or pages of the original invoice remain contiguous.  If contractors supply photocopies of any pages, i.e. to supplement a multi-part invoice, then all invoice photocopies shall be attached to the original invoice.

 

G.3.2.4.2.