Archive: 2001-2013
Semiannual Reports to Congress for Periods Ending
- September 2013 (PDF, 1.7 MB)
- March 2013 (PDF, 2.5 MB)
- September 2012 (PDF, 6.5 MB)
- March 2012 (PDF, 4.6 MB)
- September 2011 (PDF, 15 MB)
- March 2011 (PDF, 14MB)
- September 2010 (PDF, 4.4MB)
- March 2010 (PDF, 14MB)
- September 2009 (PDF, 3.8MB)
- March 2009 (PDF, 2.6MB)
- September 2008 (PDF, 4MB)
- March 2008 (PDF, 4MB)
- September 2007 (PDF, 4.5MB)
- March 2007 (PDF, 2.2MB)
- September 2006 (PDF, 4MB)
- March 2006 (PDF, 2MB)
Audits and Other Reports
Fiscal Year 2013 (Issued October 1, 2012 — September 30, 2013)
- Enterprise Search Strategy, September 2013 (PDF, 444 KB)
- The Library Collects Extensively but Faces Increasing Challenges in Processing, Collecting, Storing, and Making Accessible All It Collects, September 2013 (PDF, 1.4 MB), Text version
- Open World Leadership Center Fiscal Year 2012 Financial Statements, July 2013 (PDF, 319 KB)
- The Library has an Opportunity to be More Proactive in Adopting More Efficient Computing Technologies, March 2013 (PDF, 609 KB)
- LOC Fiscal Year 2012 Financial Statements, March 2013 (PDF, 4.4MB)
- Working Toward the Spirit of the Government Performance and Results Modernization Act, March 2013 (PDF, 1.2 MB)
Fiscal Year 2012 (Issued October 1, 2011 — September 30, 2012)
- Opportunities Exist to Improve the Security and Management of the Asian Division Collections, September 2012 (Not for Public Release)
- Improvements Needed to Prevent Wasteful Procurement and Inefficient Disposal of IT Workstations, September 2012 (PDF, 667 KB)
- Open World Leadership Center Fiscal Year 2011 Financial Statements, May 2012 (PDF, 29KB)
- LOC FY 2011 Financial Statements, March 2012 (PDF, 1.6 MB)
- Inadequate Contract Oversight Exposed the Library to Questionable Contractor Payments, March 2012 (Not for Public Release)
- IT Security Assessment, March 2012 (Not for Public Release)
- IT Audit of Mercury Software Program, March 2012 (Not for Public Release)
- Ongoing Weaknesses in the Acquisition Function Require a Senior Management Solution, March 2012 (PDF, 2.64 MB)
- Survey of ccmMercury IT System, March 2012 (PDF, 393 KB)
- Comparative Analysis of the Contracts Office's Workload and Staffing Levels, January 2012 (PDF, 311 KB)
- Survey of the Library's Fire Suppression Systems, January 2012 (PDF, 703 KB)
- Follow-up Review: Information Technology Strategic Planning, December 2011 (PDF, 757 KB)
- NLS Effectively Planned and Implemented the Digital Conversion, But Needs to Reduce Its Requirements Projections, October 2011 (PDF, 719KB)
Fiscal Year 2011 (Issued October 1, 2010 — September 30, 2011)
- Music Division Can Improve the Security of Its Collections by Implementing Stronger Controls, September 2011 (Not for Public Release)
- Low Cost Enhancements Will Protect Surplus Collection Materials’ Movement to America’s Libraries, September 2011 (PDF, 1.3MB)
- Verification & Validation of FY 2011-2016 Multi-Year Affirmative Employment Program Plan, August 2011 (PDF, 1.3MB)
- Statistical Measure of the Condition and Accountability of the Music Division’s Holdings, August 2011 (PDF, 811KB)
- Follow-up Review of the Office of Opportunity, Inclusiveness and Compliance, June 2011 (PDF, 923KB)
- Telework Program Requires Stronger Guidance and Oversight, June 2011 (PDF, 1.3MB) (Redacted for Public Release)
- Open World Leadership Center Fiscal Year 2010 Financial Statements, May 2011 (PDF,364KB )
- Improper Payments Review II, May 2011 (PDF, 440KB)
- Follow-up Review of the Not-on-Shelf Rate, May 2011 (PDF, 712KB)
- Survey of the Personnel Security Office’s Policies and Procedures, March 2011 (PDF, 349KB)
- The Library Needs Better Data And Guidance to More Effectively Select Its Mix of Workforce, March 2011 (PDF, 819KB)
- Library of Congress Fiscal Year 2010 Financial Statements, March 2011 (PDF, 6.72MB)
- Improper Payments Review, March 2011 (PDF, 390KB)
- James Madison Council Fund Fiscal Year 2010 Financial Statements, February 2011 (PDF, 7.46MB)
- Working Toward the Spirit of GPRA— Library Services: Commendable Progress with Room for Improvement, January 2011 (PDF, 855KB)
- Improvements Needed to Secure and Preserve Rare Library Collection Materials, January 2011 (Not for Public Release)
- Performance Audit of the NDIIPP Cooperative Agreement with the University of California – Santa Barbara, December 2010 (PDF, 272KB)
- Performance Audit of the NDIIPP Cooperative Agreement with the University of Maryland, December 2010 (PDF, 279KB)
- Performance Audit of the NDIIPP Cooperative Agreement with North Carolina State University, December 2010 (PDF, 278KB)
- Memorandum on Cloud Computing, October 2010 (PDF, 139 KB)
Fiscal Year 2010 (Issued October 1, 2009 — September 30, 2010)
- Office of Contracts and Grants Management: Review of the Sole Source Award to Power Tech, Inc., September 2010 (PDF, 416KB)
- Statistical Measure of the Condition and Accountability of the RBSC Holdings, August 2010 (PDF, 673KB)
- The Library Should Reassess the Need for a Book Conveyor System, August 2010 (PDF, 763KB)
- Human Resources Services: Employment Incentives and Flexibilities: More Education and Communication Needed, July 2010 (PDF, 625KB)
- Open World Leadership Center Fiscal Year 2009 Financial Statements, July 2010 (PDF, 3.78MB)
- Review of the Termination Settlement Proposal of Macfadden and Associates, Inc., June 2010 (Not for Public Release)
- Review of Underutilized Multifunction Devices, April 2010 (PDF, 450KB)
- James Madison Council Fund Fiscal Year 2009 Financial Statements, March 2010 (PDF, 373KB)
- The Library's Records Management Program Needs to be Overhauled, March 2010 (PDF, 1.3MB)
- Managing in the Spirit of GPRA: Developing Credible Performance Data is the Next Step, March 2010 (PDF, 818KB)
- Status of Efforts to Reduce Backlog of Copyright Claims, March 2010 (PDF, 2MB)
- Library of Congress Fiscal Year 2009 Financial Statements, January 2010 (PDF, 907KB)
- Travel Credit Card Program: Controls Generally Effective, but Some Improvements Are Needed, January 2010 (PDF, 557KB)
- Review of the August 2009 Data Center Power Outage Incident, November 2009 (Not For Public Release)
- HRS Has Made Strides in Recruiting and Hiring but Opportunities for Improvement Still Exist, November 2009 (PDF, 2.75MB)
Fiscal Year 2009 (Issued October 1, 2008 — September 30, 2009)
-
James Madison Council Fund Fiscal Year 2008 Financial Statements, March 2009 (PDF, 610KB)
- IT Strategic Planning Report Mar 2009 (PDF, 3MB)
- Inventory Management Problems Continue, Senior Management Attention is Crucial, March 2009 (PDF, 2MB)
- Open World Leadership Center Fiscal Year 2008 Financial Statements, March 2009
- Library of Congress Fiscal Year 2008 Financial Statements, March 2009 (PDF, 1.3MB)
- James Madison Council Fund Fiscal Year 2008 Financial Statements, March 2009
- Good Overall Service but Weak Controls Leaves the Worklife Services Center Vulnerable to Abuse and Fraud, June 2009 (PDF, 1MB)
- Survey of the Library's Energy Conservation Efforts, July 2009 (PDF, 364KB)
- Follow-up Review of Copyright Claims Processing, September 2009 (PDF, 438KB)
- Service Significantly Improved, but Project Management Framework Still Lagging, September 2009 (PDF, 662KB)
- Library Policies and Procedures Protecting Personally Identifiable Information Require Overhauling to Assure Adequate Security, September 2009 (PDF, 1.4MB)
- Top Treasures: Security and Preservation Controls are Adequate, But Some Improvements Should be Made, January 2009 (Not For Public Release)
- Rare Book and Special Collections' Internal Control Requires Improvements to Reduce the Risk of Internal Losses, March 2009 (Not For Public Release)
- Improvements are Needed to Bolster the Readiness of the Alternate Computing Facility September 2009 (Not For Public Release)
Fiscal Year 2008 (Issued October 1, 2007 — September 30, 2008)
- Mail Handling and Its Effects on Collections and Security, September 2008 (Not for Public Release)
- Opportunities Exist to Improve Space Management, September 2008 (Follow-up to July 2005 Report) (PDF, 2MB)
- Emergency Preparedness, September 2008 (Follow-up to March 2006 Report) (PDF, 213KB)
- Disbursing Office Controls, While Strong Overall, Can be Improved, September 2008 [redacted version] (PDF, 618KB)
- The Library’s Federal Employees’ Compensation Act Program: Generally Well Managed, but Some Improvements Are Needed, September 2008 (PDF, 1MB)
- Conditions in the Processing of Copyright Claims and Copyright Office’s Response, September 2008 (PDF, 296KB)
- Open World Leadership Center Fiscal Year 2007 Financial Statements, August 2008
- Diversity Management Program, July 2008 (PDF, 918KB)
- Fixed Asset Control System, April 2008 (PDF, 4.8MB)
- Lack of Compliance with Library Contracting Policy is Widespread, March 2008 [redacted version] (PDF, 581KB)
- Requirements Analysis for the Proposed Fort Meade Logistics Center, March 2008 (PDF, 1.7MB)
- The Library Should Explore Alternative Long-Distance Telephone Service Providers, March 2008 (PDF, 284KB)
- Copyright Reengineering Project, March 2008 (PDF, 45KB)
- Office Systems Services’ Handling of Imported Materials, February 2008 (PDF, 1MB)
- Library of Congress Fiscal Year 2007 Financial Statements, February 2008 (See page 57) (PDF, 13MB)
- James Madison Council Fund Fiscal Year 2007 Financial Statements, February 2008 (See page 30 of Annual Report) (PDF, 497KB)
- Information Technology Review of the Raiser’s Edge Software Program, December 2007 [redacted version] (PDF, 295KB)
Fiscal Year 2007 (Issued October 1, 2006 — September 30, 2007)
- Facility Design & Construction Office Faces Challenges in Providing Service, September 2007 (PDF, 2.5MB)
- Lead Institutions Need to Improve Cost Monitoring on the National Digital Information Infrastructure and Preservation Program, September 2007
- Review of the Office of Workforce Diversity, September 2007 (PDF, 446KB)
- Contract Services Remain Less Than Satisfactory Despite Steps Taken Toward Improvement, September 2007 (PDF, 756KB)
- The Library’s Travel Program: Good Oversight, But Some Enhancements Are Needed, August 2007
- Security Banner on Library of Congress Computer Networks, August 2007
- Reading Room Space Allocations Should be Reevaluated, July 2007 (Follow-up to 2003 Audit)
- Inspection of Jakarta Overseas Office, July 2007
- *Open World Leadership Center Fiscal Year 2006 Financial Statements, May 2007
- The Library’s Human Resources Policies: Better Communication and Improved Access Needed, March 2007 (PDF, 2.8MB)
- Financial Disclosure Statement Reviews, March 2007
- Enhanced Policies and Procedures are Needed to Ensure Effective Financial Management of the National Digital Information Infrastructure and Preservation Program, March 2007
- Collections Access, Loan, and Management Division Service, March 2007 (PDF, 317KB)
- Library of Congress Fiscal Year 2006 Financial Statements, February 2007 (See page 5-1) (PDF, 2MB)
- James Madison Council Fund Fiscal Year 2006 Financial Statements, January 2007 (See page 30 of Annual Report) (PDF, 377KB)
- The Library’s Collections Acquisition Strategy: Effective, But Some Improvements Are Needed, December 2006 (PDF, 2.5MB)
- Performance-Based Budgeting at the Library: A Good Start but Much Work Remains, October 2006 (PDF, 439KB)
Fiscal Year 2006 (Issued October 1, 2005 — September 30, 2006)
- Administration of the Education and Research Consortium of the Western Carolinas’ Telecommunications Grant: Some Improvements are Needed, September 2006
- Conversion to Digital Talking Books, August 2006
- Education and Research Consortium of the Western Carolinas, August 2006 (Not for Public Release)
- Newsline Financial Information, July 2006 (Congressional Request)
- Landover Warehouse Internal Controls: Progress Made, But Additional Improvements Needed, June 2006 [Redacted] (PDF, 2.3MB)
- Library of Congress Fiscal Year 2005 Financial Statements, May 2006 (See page 5-1) (PDF, 12MB)
- Cooperative Acquisitions Revolving Fund Fiscal Year 2005 Financial Statements, April 2006 (See page 18 of the Annual Report)
- Education and Research Consortium of Western North Carolina, Final and Interim/Provisional Rates, March 2006 (Not for Public Release)
- Inspection of the Cairo Field Office, March 2006
- Inspection of the New Delhi Field Office, March 2006
- Management Control Program: Enhances Internal Controls, but Significant Improvements are Needed, March 2006 (PDF, 783KB)
- Statistical Assessment of the Accountability and the Condition of the Geography and Map Collections, March 2006 (Not for Public Release)
- Increased Management Attention to Transportation Services Can Result in Savings, March 2006 (PDF, 235KB)
- Emergency Preparedness Program, March 2006 (Not for Public Release)
- Financial System Conversion Reconciliation, March 2006
- James Madison Council Fund Fiscal Year 2005 Financial Statements, January 2006 (See page 26 of Annual Report)
- Education and Research Consortium of Western North Carolina, FY 02, 03, and 04 Indirect Rates and Indirect Overcharging to the “Adventure of the American Mind” Grant, January 2006 (Not for Public Release)
- Improvement Needed in the Management and Oversight of the Library’s Police Force, December 2005 (Second Follow-up to August 2004 Audit)
Fiscal Year 2005 (Issued October 1, 2004 — September 30, 2005)
- Momentum Financial System Certification and Accreditation, September 2005 (Not for Public Release)
- Quality Control Review of Moore, Elliott & Company, CPAs, OMB Circular A-133 Audit Report, Fiscal Year Ended September 2002, September 2005
- Opportunities Exist to Improve Space Management, July 2005 (PDF, 3.6MB)
- Improvement Needed in the Management and Oversight of the LC Police Force, June 2005 (Follow-up to August 2004 Audit)
- Capitol Visitor Center Tunnel Preparations, June 2005
- Opportunities Exist to Improve the Food Service Program with Effective Monitoring and Flexibility for the Contractor, May 2005 (Not for Public Release)
- Survey of the Cataloging Process, May 2005 (PDF, 59KB)
- HRS is Responding to Performance Challenges, But Additional Controls and Oversight Are Needed, May 2005 (Second Follow-up to September 2003 Audit)
- Cancellation of FedLink Momentum Conversion, April 2005 (PDF, 43KB)
- Fiscal Year 2005 Auditability Assessment, April 2005 (Not for Public Release)
- Assessment of the Accountability and the Condition of the Manuscript Division Collections, March 2005
- Assessment of the Accountability and the Condition of the Prints and Photographs Division Collections, March 2005
- Mass Deacidification Quality Assurance Oversight, March 2005 (Not for Public Release)
- Lack of an Inventory System and Ineffective Processes Contribute to Inefficient Warehousing Operations, March 2005 (PDF, 707KB)
- Implementing an Effective Succession Planning Program Would Help the Library Achieve Its Strategic Goals, March 2005 [Redacted] (PDF, 637KB)
- *Cooperative Acquisitions Program Revolving Fund Fiscal Year 2004 Financial Statements, March 2005 (See page 18)
- *James Madison Council Fund Fiscal Year 2004 Financial Statements, February 2005 (See page 26 of Annual Report)
- Library of Congress Fiscal Year 2004 Financial Statements, February 2005 (See page 5-1)
- Transit Subsidy Program: Functions Well Overall, But Abuses and Errors Should Be Curbed, January 2005
Fiscal Year 2004 (Issued October 1, 2003 — September 30, 2004)
- Management Needs to Capture Data on Official Time Used by Union Representatives, September 2004
- Improvement Needed in the Management and Oversight of the Library of Congress Police Force, August 2004 (Not for Public Release)
- Assessment of the Library’s Contracting Office, August 2004 (PDF, 346KB)
- Audit of the Administrative Working Fund, August 2004
- Reading Room Space Allocations Should Be Reevaluated, March 2004 (PDF, 790KB)
- Comprehensive Survey of Infrastructure Services, March 2004
- Purchase Card Program: Controls and Communication Need Improvement, March 2004
- *Cooperative Acquisitions Program Revolving Fund Fiscal Year 2003 Financial Statements, March 2004 (See page 18 of the Fund statements)
- *National Digital Library Trust Fund Fiscal Year 2003 Financial Statements, February 2004 (See page 13 of the Fund statements)
- Sole-sourced Consulting Contracts, February 2004 [Redacted version] (PDF, 124KB)
- Library of Congress Fiscal Year 2003 Financial Statements, February 2004 (See page 5-1)
- *James Madison Council Fund Fiscal Year 2003 Financial Statements, January 2004 (See page 18 of Annual Report)
Fiscal Year 2003 (Issued October 1, 2002 — September 30, 2003)
- HRS is Responding to Performance Challenges, But Additional Controls and Oversight Are Needed, September 2003 (PDF, 366KB)
- Management of the Dispute Resolution Center Needs Strengthening, September 2003
- Learning at the Library: Strategic Goals Should Drive Knowledge Investment, April 2003 (PDF, 368KB)
- Additional Oversight Needed on ERC Grant, March 2003
- *Cooperative Acquisitions Program Revolving Fund Fiscal Year 2002 Financial Statements, March 2003 (See page 18 of the Fund statements)
- Contracting Officer Help Needed to Prevent Excessive Costs on the Proposed Telex Contract, March 2003 (Not for Public Release)
- Management of EEOC Program Needs Strengthening, February 2003
- *National Digital Library Trust Fund Fiscal Year 2002 Financial Statements, February 2003 (See page 12 of the Fund statements)
- Library of Congress Fiscal Year 2002 Financial Statements, February 2003 (See page 5-1)
- Audit of the Library’s Digital Migration, February 2003
- *James Madison Council Fund Fiscal Year 2002 Financial Statements, January 2003 (See page 16 of Annual Report)
- Comprehensive Survey of Infrastructure Services, October 2002
Fiscal Year 2002 (Issued October 1, 2001 — September 30, 2002)
- Facility Services: Stronger Management Controls and Oversight Are Necessary to Better Serve Customers, September 2002 (PDF, 2.44KB)
- Telex Communications, Inc., Pre-Award Contract Audit, September 2002 (Not for Public Release)
- Consulting Contracts: More Competition, Cost Analysis, and Administrative Compliance Needed, September 2002 (PDF, 1.15MB)
- McKim Trust Fund Internal Control Review and Risk Assessment, September 2002
- Contract Services Audit Survey, September 2002
- Economies Are Available in Managing NLS Cassette Playback Machine Inventory, August 2002 (PDF, 3MB)
- Anglo-American Division, Statistical Measure of the Effectiveness of Collection Controls (KPMG), August 2002
- Manuscripts Division, Statistical Measure of the Effectiveness of Collection Controls (KPMG), August 2002
- Prints & Photographs Division, Statistical Measure of the Effectiveness of Collection Controls (KPMG), August 2002
- Appointing a Chief Operating Officer at the Library of Congress, August 2002
- Organizational Alignment of Library of Congress Internal University, Contracts Services, and Grants Management, July 2002 (PDF, 39KB)
- Copyright Licensing Division: Internal Controls Are Generally Adequate, But IT Security Control Improvements Are Needed, May 2002
- Personnel Space Requirements, May 2002
- Network Penetration and Intrusion, April 2002 (Not for Public Release)
- *Cooperative Acquisitions Program Revolving Fund Fiscal Year 2001 Financial Statements, March 2002 (See page 18 of the Fund statements)
- New Hiring Process and System: Project Management and Contracting Improvements Needed, February 2002 (PDF, 950KB)
- Collection Security: Issues Are Being Addressed, But Effective Tracking and Restricting Access Remains a Challenge, February 2002 (Not for Public Release)
- *National Digital Library Trust Fund Fiscal Year 2001 Financial Statements, February 2002 (See page 16 of the Annual Review)
- Library of Congress Fiscal Year 2001 Financial Statements, February 2002 (See page 5-1)
- *James Madison Council Fund Fiscal Year 2001 Financial Statements, January 2002 (See page 17 of Annual Report)
- AFSCME Contracting Concerns, January 2002 (Not for Public Release)
Fiscal Year 2001 (Issued October 1, 2000 — September 30, 2001)
- Special Materials Cataloging Division, Rare Book Cataloging Team, September 2001
- Preservation Directorate, September 2001
- AVUE Contract Issues, September 2001 (Not for Public Release)
- Proposed Authority and Responsibility for AVUE Project Manager, August 2001
- Information Technology (IT) Security, July 2001
- Office of Investigations, July 2001
- Central Financial System Replacement Project Costs, Benefits, and Alternatives Analysis, July 2001 (Not for Public Release)
- C-2 Playback Machine Recall, May 2001
- Transition of Gift Funds to Revolving Funds, April 2001
- Data Management, March 2001
- Document Systems, Inc. (Pre-Award), March 2001 (Not for Public Release)
- *Cooperative Acquisitions Program Revolving Fund Fiscal Year 2000 Financial Statements, March 2001 (See page 18 of the Fund statements)
- *National Digital Library Trust Fund Fiscal Year 2000 Financial Statements, February 2001
- Retail Marketing Office, February 2001 (Not for Public Release)
- Preservation Technologies, L.P. (Pre-Award), February 2001 (Not for Public Release)
- Library of Congress Fiscal Year 2000 Financial Statements, February 2001 (See page 5-1)
- Talking Book Playback Machine Inventory (KPMG), February 2001
- Verner W. Clapp Revolving Fund, January 2001
- *James Madison Council Fund Fiscal Year 2000 Financial Statements, January 2001 (See page 17 of Annual Report)
- Assessment of Database Procedures, December 2000
*We contracted with the independent public accounting firm of Clifton Gunderson, LLP, to audit the Fund’s financial statements. The firm is responsible for the auditor’s report and the opinion and conclusions expressed in that report. We performed a quality review of the auditor’s report and related documentation.